Douglas John Bock
Financial advisor at Ameriprise Financial Services, LLC · Live Oak, TX
Last updated 2026-10-10
Claim your profileDouglas John Bock is a financial advisor at Ameriprise Financial Services, LLC in Live Oak, TX, CRD 6682913. Licenses and exams on the registration: Series 66. IAPD registration began 2016-10-06.
Registration
- CRD number
- 6682913
- Registration status
- Active
- IAPD registration
- 2016-10-06
- Industry Experience
- 10 years
- Work Experience
- 10 years
- States registered
- TX
Licenses and exams
- Series 66
Work history
- 2016-08 to 2022-04 · Edward Jones · St. Louis, MO
- 2022-04 to Present · Ameriprise Financial Services, LLC · Live Oak, TX
Current employment
- Ameriprise Financial Services, LLC · Minneapolis, MN
Ameriprise Financial Services, LLC
- Regulatory AUM
- $660,474,421,776
- Registered advisors
- 12,966
- Offices
- 7,819
- Clients per advisor
- 106.9 (Moderate)
- Average AUM per client
- $476.4K (Low)
- High-net-worth client ratio
- 13.3% (Low)
Ameriprise Financial Services, LLC: advisors, services and reported ETF investments
About
Douglas John Bock is a financial advisor at Ameriprise Financial Services, LLC in Live Oak, TX. Reported securities licenses include Series 66. The latest record indicates 10 years of industry experience and 10 years of reported work history. Reported roles include Edward Jones.
SEC disclosures list additional business and community activities: Independent Insurance Brokering; American General; 01/17/2023; Term Life: Outside employment; randolph brooks federal credit union; financial advisor - advise members to help them achieve their financial goals; buy, sell investments; ; ; 1 ikea-rbfcu pkwy, , san antonio, tx, 78233; investment-related; 04/22/2022; 60 hours per month; 60 during trading hours.
Ameriprise Financial Services, LLC's firm-level Form ADV reports 12,966 advisors across 7,819 offices; approximately 106.9 clients per advisor, average assets per client of $476,420, and regulatory AUM of $660.5B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, Insurance companies; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by Ameriprise Financial Services, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Commodity Pool Operator or Trading Advisor
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
Location
1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792
20 advisors at this office.
Contact
The firm's filed contact details.
Official record
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