Edward Devon Spaulding

Financial advisor at Kcd Financial, Inc.

Last updated 2026-10-10

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Edward Devon Spaulding is a financial advisor at Kcd Financial, Inc., CRD 2178288. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2000-05-09.

Registration

CRD number
2178288
Registration status
Active
IAPD registration
2000-05-09
Industry Experience
26 years
Work Experience
22 years
States registered
FL, KY, OH

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2004-10 to Present · Pgim Investments, LLC · Cincinnati, OH
  • 2004-11 to Present · Prudential Investment Management Services LLC · Cincinnati, OH

Current employment

SEC IAPD record for Edward Devon Spaulding

Kcd Financial, Inc.

Regulatory AUM
$202,092,404
Registered advisors
38
Offices
35
Clients per advisor
33.1 (Low)
Average AUM per client
$160.8K (Low)
High-net-worth client ratio
1.8% (Low)

Kcd Financial, Inc.: advisors, services and reported ETF investments

About

Edward Devon Spaulding is a financial advisor at Kcd Financial, Inc.. Reported securities licenses include Series 63 and Series 65. The latest record indicates 26 years of industry experience and 22 years of reported work history.

Kcd Financial, Inc.'s firm-level Form ADV reports 38 advisors across 35 offices; approximately 33.1 clients per advisor, average assets per client of $160,774, and regulatory AUM of $202.1M; client categories including Individuals (non-HNW) and High net worth individuals; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, and Selection of Other Advisers.

What this firm offers

Filed by Kcd Financial, Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Engaged in Other Business
  • Other Business Is Primary Business
  • Sells Non-Advisory Products or Services

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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