Ellen Purinton
Financial advisor at Wellington Shields & Co., LLC · Shelburne Falls, MA
Last updated 2026-10-10
Claim your profileEllen Purinton is a financial advisor at Wellington Shields & Co., LLC in Shelburne Falls, MA, CRD 6848664. Licenses and exams on the registration: Series 63, Series 65. First registered 2021-06-29.
Registration
- CRD number
- 6848664
- Registration status
- Active
- First registered
- 2021-06-29
- Years of experience
- 31
- States registered
- MA
Licenses and exams
- Series 63
- Series 65
Work history
- 1995-06 to 2019-02 · Massachusetts State Police · Shelbourne, MA
- 2017-08 to Present · Wellington Shields & Company, LLC · Charlemont, MA
Current employment
- Wellington Shields & Co., LLC · New York, NY
Wellington Shields & Co., LLC
- Regulatory AUM
- $545,964,414
- Registered advisors
- 24
- Offices
- 13
- Clients per advisor
- 24.4 (Low)
- Average AUM per client
- $931.7K (Low)
- High-net-worth client ratio
- 28.0% (Moderate)
Wellington Shields & Co., LLC: advisors, services and reported ETF investments
Reported ETF positions
Wellington Shields & reports 43 ETF positions worth $23.8M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| SPY — SPDR S&P 500 ETF TRUST | $5.6M |
| QQQ — Invesco QQQ Trust, Series 1 | $3.3M |
| EMXC — iShares MSCI Emerging Markets ex China ETF | $1.7M |
| XLK — State Street Technology Select Sector SPDR ETF | $1.1M |
| MDIV — Multi-Asset Diversified Income Index Fund | $1M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Wellington Shields &'s strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | VOO — Vanguard S&P 500 ETF | $39.1K | Top 99.1% | Peer conviction 69.7% · Active return +3.01% |
| Addressable Market | VOO — Vanguard S&P 500 ETF | $39.1K | Top 99.6% | Addressable AUM $9.8T · Peer conviction 69.7% |
| Residual Alpha | IXUS — iShares Core MSCI Total International Stock ETF | $254.8K | Top 97.9% | Residual alpha +0.57% · Residual Sharpe 0.03 |
| Diversification Benefits | TBIL — F/m US Treasury 3 Month Bill Fund | $603.3K | Top 99.4% | Replicability (R²) 37.1% · Residual Sharpe 2.51 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Wellington Shields & Co., LLC on Form ADV.
Client services
- Individuals and Small Businesses
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
Location
29 Bridge Street, Shelburne Falls, MA 01370
4 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 212-320-2000
- Website: wellingtonshields.com
Official record
Are you Ellen Purinton?
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