Eric James

Financial advisor at Kestra Advisory Services, LLC · Doylestown, PA

Last updated 2026-10-10

Eric James is a financial advisor at Kestra Advisory Services, LLC in Doylestown, PA, CRD 6957503. Licenses and exams on the registration: Series 66. IAPD registration began 2023-01-03.

Registration

CRD number: 6957503
Registration status: Active
IAPD registration: 2023-01-03
Industry Experience: 3 years
Work Experience: 26 years
States registered: PA, TX

Licenses and exams

Series 66

Work history

2020-11 to 2022-12 · Protech Associates LLC · Columbia, MD
2020-05 to 2020-11 · Amazon Inc. · Plymouth Meeting, PA
2000-08 to 2020-05 · Full Time Student · North Wales, PA
2018-05 to 2023-07 · Dynasty Advisors LLC Wealth Management · Doylestown, PA
2018-05 to 2023-07 · Commonwealth Financial Network · Waltham, MA
2023-07 to 2025-07 · Commonwealth Financial Network · Waltham, MA
2025-07 to Present · Kestra Investment Services, LLC · Doylestown, PA
2025-07 to Present · Kestra Advisory Services, LLC · Doylestown, PA

Current employment

Kestra Advisory Services, LLC · Austin, TX

SEC IAPD record for Eric James

Kestra Advisory Services, LLC

Regulatory AUM: $79,798,091,767
Registered advisors: 1,479
Offices: 1,251
Clients per advisor: 79.4 (Moderate)
Average AUM per client: $679.7K (Low)
High-net-worth client ratio: 22.3% (Moderate)

Kestra Advisory Services, LLC: advisors, services and reported ETF investments

About

Eric James is a financial advisor at Kestra Advisory Services, LLC in Doylestown, PA. Reported securities licenses include Series 66. The latest record indicates 3 years of industry experience and 26 years of reported work history.

Kestra Advisory Services, LLC's firm-level Form ADV reports 1,479 advisors across 1,251 offices; approximately 79.4 clients per advisor, average assets per client of $679,694, and regulatory AUM of $79.8B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

PortfolioFuture's firm-level 13F analysis covers $18.2B across 1,410 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Eric James personally.

Reported ETF positions

Kestra Advisory Services reports 1,410 ETF positions worth $18.2B on Form 13F; the largest are listed.

Largest ETF positions reported by Kestra Advisory Services
Fund	Reported value
QQQ — Invesco QQQ Trust, Series 1	$588.7M
IVV — iShares Core S&P 500 ETF	$579.4M
SPY — SPDR S&P 500 ETF TRUST	$398.8M
CGDV — Capital Group Dividend Value ETF	$342.7M
VOO — Vanguard S&P 500 ETF	$333.1M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

Noteworthy reported investments

Kestra Advisory Services's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.

Firm-reported positions leading each research ranking
Ranking	Fund	Reported value	Percentile	Key figures
Similar Fund Ranking	CGDV — Capital Group Dividend Value ETF	$342.7M	Top 99.9%	Peer conviction 86.4% · Active return +5.44%
Addressable Market	DYNF — iShares U.S. Equity Factor Rotation Active ETF	$63.6M	Top 99.9%	Addressable AUM $14.9T · Peer conviction 86.8%
Residual Alpha	FESM — Fidelity Enhanced Small Cap Core ETF	$38.2M	Top 99.7%	Residual alpha +4.57% · Residual Sharpe 0.20
Diversification Benefits	ACYN — FT Vest Laddered Autocallable Barrier & Income ETF	$59.8M	Top 98.7%	Replicability (R²) 58.1% · Residual Sharpe 3.94

Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by Kestra Advisory Services, LLC on Form ADV.

Client services

Financial Planning Services
Individuals and Small Businesses
Businesses or Institutional Clients
Pension Consulting Services
Selection of Other Advisers

Fee options

Percentage of Assets Under Management
Hourly Charges
Fixed Fees (Other Than Subscription)

Business and affiliations

Broker-Dealer or Municipal Securities Dea
Other Investment Adviser (Incl. Financial
Trust Company
Insurance Company or Agency

Location

60 Green St, Doylestown, PA 18901

2 advisors at this office.

Kestra Advisory Services office in Doylestown, PA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Eric James?

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