Eric Michael Smith

Financial advisor at Invicta Advisors LLC

Last updated 2026-10-10

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Eric Michael Smith is a financial advisor at Invicta Advisors LLC, CRD 4832474. Licenses and exams on the registration: Series 65, Series 63. IAPD registration began 2014-10-09.

Registration

CRD number
4832474
Registration status
Active
IAPD registration
2014-10-09
Industry Experience
12 years
Work Experience
22 years
States registered
PA

Licenses and exams

  • Series 65
  • Series 63

Work history

  • 2004-06 to 2016-12 · Karen W. Dewar Registered Rep · Doylestown, PA
  • 2013-01 to 2018-11 · Trustmont Financial Group, Inc. · Greensburg, PA
  • 2016-12 to Present · 1682 Wealth Management, LLC · Doylestown, PA
  • 2014-10 to 2018-11 · Trustmont Advisory Group, Inc · Greensburg, PA
  • 2018-11 to Present · Invicta Capital LLC · Oakmont, PA
  • 2018-11 to Present · Invicta Advisors, LLC · Oakmont, PA

Current employment

SEC IAPD record for Eric Michael Smith

Invicta Advisors LLC

Regulatory AUM
$310,160,547
Registered advisors
11
Offices
9
Clients per advisor
105.7 (Moderate)
Average AUM per client
$266.7K (Low)
High-net-worth client ratio
3.0% (Low)

Invicta Advisors LLC: advisors, services and reported ETF investments

About

Eric Michael Smith is a financial advisor at Invicta Advisors LLC. Reported securities licenses include Series 65 and Series 63. The latest record indicates 12 years of industry experience and 22 years of reported work history.

Invicta Advisors LLC's firm-level Form ADV reports 11 advisors across 9 offices; approximately 105.7 clients per advisor, average assets per client of $266,690, and regulatory AUM of $310.2M; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, and Corporations or other businesses; services including Financial Planning Services and Portfolio Management: Individuals and Small Businesses.

What this firm offers

Filed by Invicta Advisors LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Insurance Company or Agency
  • Sponsor or Syndicator of Limited Partners

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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