Eric Rogers Gaddy
Financial advisor at Alphastar Capital Management, LLC
Last updated 2026-10-10
Claim your profileEric Rogers Gaddy is a financial advisor at Alphastar Capital Management, LLC, CRD 2338947. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 1999-05-13.
Registration
- CRD number
- 2338947
- Registration status
- Active
- IAPD registration
- 1999-05-13
- Industry Experience
- 27 years
- Work Experience
- 16 years
- States registered
- SC
Licenses and exams
- Series 63
- Series 65
Work history
- 2010-08 to 2017-12 · Capital Investment Group, Inc. · Raleigh, NC
- 2019-01 to 2019-08 · Integrated Financial Strategies, LLC · Charlotte, NC
- 2017-06 to Present · Retire Early 365 LLC · Asheville, NC
- 2010-08 to 2017-12 · Capital Investment Advisory Services, LLC · Raleigh, NC
- 2019-09 to 2021-04 · Shankland Financial Advisors, LLC · Hendersonville, NC
- 2010-08 to 2018-12 · Gaddy Wealth & Retirement Planning LLC · Asheville, NC
- 2021-04 to Present · Alphastar Capital Management LLC · Cornelius, NC
- 2022-01 to Present · Secure Retirement Store, LLC · Boiling Springs, SC
Current employment
- Alphastar Capital Management · Cornelius, NC
Alphastar Capital Management, LLC
- Regulatory AUM
- $2,496,202,761
- Registered advisors
- 157
- Offices
- 135
- Clients per advisor
- 54.3 (Low)
- Average AUM per client
- $292.8K (Low)
- High-net-worth client ratio
- 4.9% (Low)
Alphastar Capital Management, LLC: advisors, services and reported ETF investments
About
Eric Rogers Gaddy is a financial advisor at Alphastar Capital Management, operating as Alphastar Capital Management, LLC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 27 years of industry experience and 16 years of reported work history. Reported roles include Secure Retirement Store, LLC, Alphastar Capital Management LLC, Retire Early 365 LLC, Shankland Financial Advisors, LLC, among others.
SEC disclosures list additional business and community activities: Secure Retirement Store: Retirement made simple (publishing) time spent on oba 5%.
Alphastar Capital Management, LLC's firm-level Form ADV reports 157 advisors across 135 offices; approximately 54.3 clients per advisor, average assets per client of $292,810, and regulatory AUM of $2.5B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Other investment advisers, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.
PortfolioFuture's firm-level 13F analysis covers $1.3B across 156 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Eric Rogers Gaddy personally.
Reported ETF positions
Alphastar Capital Management reports 156 ETF positions worth $1.3B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| SPYM — State Street SPDR Portfolio S&P 500 ETF | $163M |
| SPYG — State Street SPDR Portfolio S&P 500 Growth ETF | $160.9M |
| SPYV — State Street SPDR Portfolio S&P 500 Value ETF | $123.6M |
| SPDW — State Street SPDR Portfolio Developed World ex-US ETF | $97M |
| XLK — State Street Technology Select Sector SPDR ETF | $81.4M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Alphastar Capital Management's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | SPYM — State Street SPDR Portfolio S&P 500 ETF | $163M | Top 99.3% | Peer conviction 72.5% · Active return +3.01% |
| Addressable Market | SPYM — State Street SPDR Portfolio S&P 500 ETF | $163M | Top 99.5% | Addressable AUM $9.7T · Peer conviction 72.5% |
| Residual Alpha | TMFC — Motley Fool 100 Index ETF | $253.8K | Top 99.6% | Residual alpha +2.26% · Residual Sharpe 0.11 |
| Diversification Benefits | ACYN — FT Vest Laddered Autocallable Barrier & Income ETF | $468.8K | Top 98.7% | Replicability (R²) 58.1% · Residual Sharpe 3.94 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Alphastar Capital Management, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Insurance Company or Agency
Contact
The firm's filed contact details.
- Phone: 855-340-2514
- Website: alphastarcm.com
Official record
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