Forrest James
Financial advisor at Emerson Equity LLC · San Mateo, CA
Last updated 2026-10-10
Claim your profileForrest James is a financial advisor at Emerson Equity LLC in San Mateo, CA, CRD 1263114. Licenses and exams on the registration: Series 65, Series 63. First registered 2001-04-23.
Registration
- CRD number
- 1263114
- Registration status
- Active
- First registered
- 2001-04-23
- Years of experience
- 25
- States registered
- CA
Licenses and exams
- Series 65
- Series 63
Work history
- 2013-11 to Present · Emerson Equity LLC · San Mateo, CA
- 2007-02 to Present · Blue Shield Health Insurance · Aliso Viejo, CA
Current employment
- Emerson Equity LLC · San Mateo, CA
Emerson Equity LLC
- Regulatory AUM
- $321,704,653
- Registered advisors
- 81
- Offices
- 64
- Clients per advisor
- 7.7 (Low)
- Average AUM per client
- $518.9K (Low)
- High-net-worth client ratio
- 16.5% (Moderate)
Emerson Equity LLC: advisors, services and reported ETF investments
What this firm offers
Filed by Emerson Equity LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
Location
155 Bovet Road, Suite 725, San Mateo, CA 94402
67 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 650-312-0200
- Website: emersonequity.com
Official record
Are you Forrest James?
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