Franz Peter Braun
Financial advisor at Raymond James Financial Services Advisors, Inc · Kansas City, MO
Last updated 2026-10-10
Claim your profileFranz Peter Braun is a financial advisor at Raymond James Financial Services Advisors, Inc in Kansas City, MO, CRD 2139389. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2002-11-22.
Registration
- CRD number
- 2139389
- Registration status
- Active
- IAPD registration
- 2002-11-22
- Industry Experience
- 23 years
- Work Experience
- 37 years
- States registered
- MO, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 1989-01 to 2026-05 · Umb Bank · Kansas City, MO
- 1991-02 to 2026-05 · Umb Financial Services Inc · Kansas City, MO
- 1993-12 to 2026-05 · Umb Insurance Inc · Kansas City, MO
- 2026-05 to Present · Raymond James Financial Services, Inc. · Kansas City, MO
- 2026-05 to Present · Raymond James Financial Services Advisors, Inc. · Kansas City, MO
Current employment
- Raymond James Financial Services Advisors, Inc · Saint Petersburg, FL
Raymond James Financial Services Advisors, Inc
- Regulatory AUM
- $390,042,864,529
- Registered advisors
- 6,739
- Offices
- 4,986
- Clients per advisor
- 75.4 (Moderate)
- Average AUM per client
- $767.1K (Low)
- High-net-worth client ratio
- 18.0% (Moderate)
Raymond James Financial Services Advisors, Inc: advisors, services and reported ETF investments
About
Franz Peter Braun is a financial advisor at Raymond James Financial Services Advisors, Inc in Kansas City, MO. Reported securities licenses include Series 63 and Series 65. The latest record indicates 23 years of industry experience and 37 years of reported work history. Reported roles include Raymond James Financial Services, Inc., Umb Insurance Inc, Umb Financial Services Inc, Umb Bank.
SEC disclosures list additional business and community activities: (1)name Of Business: First Investments And Planning Address: 1 Ward Parkway.
Raymond James Financial Services Advisors, Inc's firm-level Form ADV reports 6,739 advisors across 4,986 offices; approximately 75.4 clients per advisor, average assets per client of $767,138, and regulatory AUM of $390B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by Raymond James Financial Services Advisors, Inc on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Commissions
- Other
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Municipal Advisor
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Sponsor or Syndicator of Limited Partners
Location
1 Ward Pkwy, Kansas City, MO 64112
6 advisors at this office.
Contact
The firm's filed contact details.
Official record
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