Gary Alan King
Financial advisor at Stifel, Nicolaus & Company, Incorporated · Tulsa, OK
Last updated 2026-10-10
Claim your profileGary Alan King is a financial advisor at Stifel, Nicolaus & Company, Incorporated in Tulsa, OK, CRD 871232. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 1992-01-31.
Registration
- CRD number
- 871232
- Registration status
- Active
- IAPD registration
- 1992-01-31
- Industry Experience
- 34 years
- Work Experience
- 17 years
- States registered
- OK, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2009-04 to Present · Stifel Nicolaus & Co Inc · Tulsa, OK
Current employment
- Stifel, Nicolaus & Company, Incorporated · St. Louis, MO
Stifel, Nicolaus & Company, Incorporated
- Regulatory AUM
- $197,532,233,502
- Registered advisors
- 3,362
- Offices
- 674
- Clients per advisor
- 70.3 (Moderate)
- Average AUM per client
- $836.3K (Low)
- High-net-worth client ratio
- 31.2% (Moderate)
Stifel, Nicolaus & Company, Incorporated: advisors, services and reported ETF investments
About
Gary Alan King is a financial advisor at Stifel, Nicolaus & Company, Incorporated in Tulsa, OK. Reported securities licenses include Series 63 and Series 65. The latest record indicates 34 years of industry experience and 17 years of reported work history. Reported roles include Stifel Nicolaus & Co Inc.
SEC disclosures list additional business and community activities: 1: King stock farm (rental property); 18728 s; Mingo rd.
Stifel, Nicolaus & Company, Incorporated's firm-level Form ADV reports 3,362 advisors across 674 offices; approximately 70.3 clients per advisor, average assets per client of $836,324, and regulatory AUM of $197.5B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.
What this firm offers
Filed by Stifel, Nicolaus & Company, Incorporated on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Registered Municipal Advisor
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
2100 South Utica Avenue, Tulsa, OK 74114
12 advisors at this office.
Contact
The firm's filed contact details.
Official record
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