Gregory Joseph Hoffmann

Financial advisor at Northwestern Mutual Investment Services, LLC · Milwaukee, WI

Last updated 2026-10-10

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Gregory Joseph Hoffmann is a financial advisor at Northwestern Mutual Investment Services, LLC in Milwaukee, WI, CRD 5739200. Licenses and exams on the registration: Series 66. IAPD registration began 2011-05-02.

Registration

CRD number
5739200
Registration status
Active
IAPD registration
2011-05-02
Industry Experience
15 years
Work Experience
11 years
States registered
WI

Licenses and exams

  • Series 66

Work history

  • 2015-01 to Present · Northwestern Mutual Life Insurance Company · Milwaukee, WI
  • 2015-02 to Present · Northwestern Mutual Investment Serives, LLC · Milwaukee, WI

Current employment

SEC IAPD record for Gregory Joseph Hoffmann

Northwestern Mutual Investment Services, LLC

Registered advisors
2,020
Offices
645
Clients per advisor
0.0 (Low)
High-net-worth client ratio
0.0% (Low)

Northwestern Mutual Investment Services, LLC: advisors, services and reported ETF investments

About

Gregory Joseph Hoffmann is a financial advisor at Northwestern Mutual Investment Services, LLC in Milwaukee, WI. Reported securities licenses include Series 66. The latest record indicates 15 years of industry experience and 11 years of reported work history. Reported roles include Northwestern Mutual Investment Serives, LLC, Northwestern Mutual Life Insurance Company.

Northwestern Mutual Investment Services, LLC's firm-level Form ADV reports 2,020 advisors across 645 offices; approximately 0.0 clients per advisor; client categories including Banking or thrift institutions; services including Other Advisory Service.

What this firm offers

Filed by Northwestern Mutual Investment Services, LLC on Form ADV.

Client services

  • Other Advisory Service

Fee options

  • Fixed Fees (Other Than Subscription)
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl

Location

720 E Wisconsin Ave, Milwaukee, WI 53202

128 advisors at this office.

Northwestern Mutual office in Milwaukee, WI

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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