Gregory Peter Brick
Financial advisor at Regal Investment Advisors LLC
Last updated 2026-10-10
Claim your profileGregory Peter Brick is a financial advisor at Regal Investment Advisors LLC, CRD 2842477. Licenses and exams on the registration: Series 63. IAPD registration began 2020-08-07.
Registration
- CRD number
- 2842477
- Registration status
- Active
- IAPD registration
- 2020-08-07
- Industry Experience
- 6 years
- Work Experience
- 25 years
- States registered
- FL
Licenses and exams
- Series 63
Designations
- Chartered Financial Consultant
Work history
- 2001-01 to 2024-06 · Brick & Associates · Winter Springs, FL
- 2001-01 to 2024-06 · Gregory Brick, Independent Insurance Agent · Winter Springs, FL
- 2012-04 to 2022-12 · Orlando City Youth Soccer · Winter Springs, FL
- 2011-01 to 2024-06 · Brick Retirement Group, LLC · Winter Springs, FL
- 2013-11 to 2019-01 · Questar Capital Corporation · Minneapolis, MN
- 2017-03 to 2017-11 · Questar Asset Management · Minneapolis, MN
- 2019-01 to 2024-06 · Cetera Advisor Networks LLC · El Segundo, CA
- 2021-01 to 2022-12 · Stryde, LLC · Fenton, MI
- 2022-08 to 2024-01 · Red Brick Insurance, LLC · Oviedo, FL
- 2023-03 to 2024-06 · Cetera Investment Advisers LLC · Schaumburg, IL
- 2023-11 to Present · Brick Wealth Management LLC · Oviedo, FL
- 2024-06 to Present · Regal Investment Advisors, LLC · Kentwood, MI
- 2024-06 to Present · Regulus Financial Group, LLC · Kentwood, MI
Current employment
- Regal Investment Advisors LLC · Kentwood, MI
Regal Investment Advisors LLC
- Regulatory AUM
- $2,877,296,720
- Registered advisors
- 117
- Offices
- 101
- Clients per advisor
- 71.0 (Moderate)
- Average AUM per client
- $346.6K (Low)
- High-net-worth client ratio
- 6.7% (Low)
Regal Investment Advisors LLC: advisors, services and reported ETF investments
About
Gregory Peter Brick is a Chartered Financial Consultant financial advisor at Regal Investment Advisors LLC. Reported securities licenses include Series 63. The latest record indicates 6 years of industry experience and 25 years of reported work history. Reported roles include Regulus Financial Group, LLC, Brick Wealth Management LLC, Cetera Investment Advisers LLC, Cetera Advisor Networks LLC, among others.
SEC disclosures list additional business and community activities: Business Name: Brick Wealth Management: fixed-insurance sales and service.
Regal Investment Advisors LLC's firm-level Form ADV reports 117 advisors across 101 offices; approximately 71.0 clients per advisor, average assets per client of $346,579, and regulatory AUM of $2.9B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $1.3B across 344 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Gregory Peter Brick personally.
Reported ETF positions
Regal Investment Advisors reports 344 ETF positions worth $1.3B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $126.4M |
| QQQ — Invesco QQQ Trust, Series 1 | $42M |
| SPY — SPDR S&P 500 ETF TRUST | $35.8M |
| IUSB — iShares Core Universal USD Bond ETF | $32.3M |
| SCHD — Schwab US Dividend Equity ETF | $28.7M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Regal Investment Advisors's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $1M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $20.2M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $7.3M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | IALT — iShares Systematic Alternatives Active ETF | $5.4M | Top 99.4% | Replicability (R²) 33.8% · Residual Sharpe 1.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Regal Investment Advisors LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Other
Business and affiliations
- Insurance Broker or Agent
- Broker-Dealer or Municipal Securities Dea
- Insurance Company or Agency
Contact
The firm's filed contact details.
- Phone: 616-224-2204
- Website: regal-lionshare.com
Official record
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