Gregory S Smith
Financial advisor at L. Roy Papp & Associates, LLP · Phoenix, AZ
Last updated 2026-10-10
Claim your profileGregory S Smith is a financial advisor at L. Roy Papp & Associates, LLP in Phoenix, AZ, CRD 2722099. IAPD registration began 2021-11-12.
Registration
- CRD number
- 2722099
- Registration status
- Active
- IAPD registration
- 2021-11-12
- Industry Experience
- 4 years
- Work Experience
- 21 years
- States registered
- AZ
Licenses and exams
No state licenses or exam codes are listed on the registration.
Designations
- Chartered Financial Analyst
Work history
- 2005-07 to Present · L. Roy Papp & Associates, LLP · Phoenix, AZ
Current employment
- L. Roy Papp & Associates, LLP · Phoenix, AZ
L. Roy Papp & Associates, LLP
- Regulatory AUM
- $1,621,804,561
- Registered advisors
- 11
- Offices
- 2
- Clients per advisor
- 52.4 (Low)
- Average AUM per client
- $2.8M (Low)
- High-net-worth client ratio
- 47.9% (Moderate)
L. Roy Papp & Associates, LLP: advisors, services and reported ETF investments
About
Gregory S Smith is a Chartered Financial Analyst financial advisor at L. Roy Papp & Associates, LLP in Phoenix, AZ. The latest record indicates 4 years of industry experience and 21 years of reported work history.
L. Roy Papp & Associates, LLP's firm-level Form ADV reports 11 advisors across 2 offices; approximately 52.4 clients per advisor, average assets per client of $2,815,633, and regulatory AUM of $1.6B; client categories including Individuals (non-HNW), High net worth individuals, Investment companies, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services.
PortfolioFuture's firm-level 13F analysis covers $115.3M across 54 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Gregory S Smith personally.
Reported ETF positions
L. Roy Papp & Associates reports 54 ETF positions worth $115.3M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| XBI — State Street SPDR S&P Biotech ETF | $21.2M |
| RSP — Invesco S&P 500 Equal Weight ETF | $15.5M |
| SCHO — Schwab Short-Term U.S. Treasury ETF | $11.3M |
| XLK — State Street Technology Select Sector SPDR ETF | $10.5M |
| USMV — iShares MSCI USA Min Vol Factor ETF | $7.5M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
L. Roy Papp & Associates's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IVV — iShares Core S&P 500 ETF | $785.6K | Top 99.4% | Peer conviction 74.5% · Active return +3.01% |
| Addressable Market | IVV — iShares Core S&P 500 ETF | $785.6K | Top 99.6% | Addressable AUM $10.8T · Peer conviction 74.5% |
| Residual Alpha | IGSB — iShares 1-5 Year Investment Grade Corporate Bond ETF | $5.9M | Top 98.1% | Residual alpha +0.09% · Residual Sharpe 0.04 |
| Diversification Benefits | QYLD — Global X NASDAQ 100 Covered Call ETF | $299.9K | Top 94.7% | Replicability (R²) 66.3% · Residual Sharpe 0.07 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by L. Roy Papp & Associates, LLP on Form ADV.
Client services
- Individuals and Small Businesses
- Investment Companies
- Businesses or Institutional Clients
- Pension Consulting Services
Fee options
- Percentage of Assets Under Management
Location
2201 E. Camelback Road, Phoenix, AZ 85016
11 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 602-956-0980
- Website: roypapp.com
Official record
Are you Gregory S Smith?
Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.