Jaime Herrera
Financial advisor at Alera Investment Advisors, LLC · Deerfield, IL
Last updated 2026-10-10
Claim your profileJaime Herrera is a financial advisor at Alera Investment Advisors, LLC in Deerfield, IL, CRD 6439593. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2020-09-10.
Registration
- CRD number
- 6439593
- Registration status
- Active
- IAPD registration
- 2020-09-10
- Industry Experience
- 6 years
- Work Experience
- 14 years
- States registered
- IL
Licenses and exams
- Series 63
- Series 66
Work history
- 2015-01 to 2019-09 · Jp Morgan Securities LLC · Chicago, IL
- 2012-02 to 2019-09 · Jp Morgan Chase Bank · Chicago, IL
- 2019-09 to 2020-01 · Northern Trust Securities, Inc. · Chicago, IL
- 2019-09 to 2020-01 · Northern Trust Bank · Chicago, IL
- 2020-03 to 2020-06 · AXA Advisors, LLC · New York, NY
- 2020-01 to 2020-03 · Unemployed · Chicago, IL
- 2020-03 to 2021-02 · Equitable Advisors, LLC · New York, NY
- 2021-03 to 2022-07 · National Securities Corp · Chicago, IL
- 2021-03 to 2023-06 · B. Riley Wealth Advisors · Chicago, IL
- 2022-07 to 2023-06 · B. Riley Wealth Management · Chicago, IL
- 2023-07 to 2024-08 · Triad Advisors · Norcross, GA
- 2024-08 to Present · Osaic Wealth, Inc. · Deerfield, IL
Current employment
- Alera Investment Advisors, LLC · Deerfield, IL
Alera Investment Advisors, LLC
- Regulatory AUM
- $5,286,012,785
- Registered advisors
- 67
- Offices
- 42
- Clients per advisor
- 36.8 (Low)
- Average AUM per client
- $2.1M (Low)
- High-net-worth client ratio
- 14.3% (Low)
Alera Investment Advisors, LLC: advisors, services and reported ETF investments
About
Jaime Herrera is a financial advisor at Alera Investment Advisors, LLC in Deerfield, IL. Reported securities licenses include Series 63 and Series 66. The latest record indicates 6 years of industry experience and 14 years of reported work history. Reported roles include Osaic Wealth, Inc., Triad Advisors, B. Riley Wealth Management, B. Riley Wealth Advisors, among others.
SEC disclosures list additional business and community activities: 1) Alera Investment Advisors; Investment Related; Three Parkway North: administrative support and account servicing.
Alera Investment Advisors, LLC's firm-level Form ADV reports 67 advisors across 42 offices; approximately 36.8 clients per advisor, average assets per client of $2,143,557, and regulatory AUM of $5.3B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by Alera Investment Advisors, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Insurance Company or Agency
- Pension Consultant
Location
Three Parkway North, Deerfield, IL 60015-2567
62 advisors at this office.
Contact
The firm's filed contact details.
- Phone: (847) 457-3000
- Website: aleragroup.com/retirement-plan-services
Official record
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