James Alan Schmidt

Financial advisor at Cornerstone Wealth Management, LLC · Mchenry, IL

Last updated 2026-10-10

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James Alan Schmidt is a financial advisor at Cornerstone Wealth Management, LLC in Mchenry, IL, CRD 1674426. Licenses and exams on the registration: Series 63, Series 65. First registered 2014-01-16.

Registration

CRD number
1674426
Registration status
Active
First registered
2014-01-16
Years of experience
30
States registered
IL

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 1995-11 to Present · Lpl Financial, LLC (formerly: Linsco/private Ledger Corp.) · Mchenry, IL
  • 2014-01 to Present · Cornerstone Wealth Management, LLC · Mchenry, IL

Current employment

SEC IAPD record for James Alan Schmidt

Cornerstone Wealth Management, LLC

Regulatory AUM
$4,934,013,239
Registered advisors
89
Offices
59
Clients per advisor
142.6 (High)
Average AUM per client
$388.8K (Low)
High-net-worth client ratio
27.7% (Moderate)

Cornerstone Wealth Management, LLC: advisors, services and reported ETF investments

What this firm offers

Filed by Cornerstone Wealth Management, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Insurance Broker or Agent

Location

3507 W. Elm Street, Mchenry, IL 60050

1 advisor at this office.

Cornerstone Wealth Management office in Mchenry, IL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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