James E. Sullivan
Financial advisor at Beaird Harris Wealth Management, LLC · Dallas, TX
Last updated 2026-10-10
Claim your profileJames E. Sullivan is a financial advisor at Beaird Harris Wealth Management, LLC in Dallas, TX, CRD 4245495. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2004-01-20.
Registration
- CRD number
- 4245495
- Registration status
- Active
- IAPD registration
- 2004-01-20
- Industry Experience
- 22 years
- Work Experience
- 27 years
- States registered
- TX
Licenses and exams
- Series 63
- Series 66
Designations
- CFP®
- Chartered Financial Analyst
Work history
- 1999-06 to 2017-01 · Fidelity Investments · Dallas, TX
- 2017-01 to Present · Beaird Harris Wealth Management, Inc. · Dallas, TX
Current employment
- Beaird Harris · Dallas, TX
Beaird Harris Wealth Management, LLC
- Regulatory AUM
- $2,272,278,072
- Registered advisors
- 18
- Offices
- 3
- Clients per advisor
- 44.4 (Low)
- Average AUM per client
- $2.8M (Low)
- High-net-worth client ratio
- 62.1% (High)
Beaird Harris Wealth Management, LLC: advisors, services and reported ETF investments
About
James E. Sullivan is a CFP®, Chartered Financial Analyst financial advisor at Beaird Harris, operating as Beaird Harris Wealth Management, LLC in Dallas, TX. Reported securities licenses include Series 63 and Series 66. The latest record indicates 22 years of industry experience and 27 years of reported work history.
Beaird Harris Wealth Management, LLC's firm-level Form ADV reports 18 advisors across 3 offices; approximately 44.4 clients per advisor, average assets per client of $2,840,348, and regulatory AUM of $2.3B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, and Pension Consulting Services.
PortfolioFuture's firm-level 13F analysis covers $1.5B across 209 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to James E. Sullivan personally.
Reported ETF positions
Beaird Harris Wealth reports 209 ETF positions worth $1.5B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| DFSD — Dimensional Short-Duration Fixed Income ETF | $152.8M |
| DFCF — Dimensional Core Fixed Income ETF | $139.1M |
| AVLV — Avantis U.S. Large Cap Value ETF | $121.1M |
| VOO — Vanguard S&P 500 ETF | $107.3M |
| AVUV — Avantis U.S. Small Cap Value ETF | $93.6M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Beaird Harris Wealth's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $112.5K | Top 99.8% | Peer conviction 86.8% · Active return +4.88% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $112.5K | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $43.2K | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | VBIL — Vanguard 0-3 Month Treasury Bill ETF | $699.3K | Top 99.7% | Replicability (R²) 20.7% · Residual Sharpe 2.33 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Beaird Harris Wealth Management, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pension Consulting Services
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Accountant or Accounting Firm
Location
5005 Lyndon B Johnson Fwy, Dallas, TX 75244
15 advisors at this office.
Contact
The firm's filed contact details.
Official record
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