James Larkin Braxton
Financial advisor at Swmg, LLC · Fort Worth, TX
Last updated 2026-10-10
Claim your profileJames Larkin Braxton is a financial advisor at Swmg, LLC in Fort Worth, TX, CRD 5284052. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2007-08-09.
Registration
- CRD number
- 5284052
- Registration status
- Active
- IAPD registration
- 2007-08-09
- Industry Experience
- 19 years
- Work Experience
- 19 years
- States registered
- TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2007-04 to 2022-04 · First Command Financial Planning, Inc. · Fort Worth, TX
- 2007-04 to 2022-04 · First Command Financial Services, Inc. · Fort Worth, TX
- 2015-12 to 2022-04 · First Command Advisory Services · Fort Worth, TX
- 2022-05 to 2022-08 · Unemployed · Aledo, TX
- 2022-08 to 2026-04 · Thrivent Investment Management Inc · Fort Worth, TX
- 2022-08 to 2026-04 · Thrivent Financial · Appleton, WI
- 2026-04 to 2026-08 · Unemployed · Aledo, TX
- 2026-08 to Present · Swmg, LLC · Fort Worth, TX
Current employment
- Swmg, LLC · Fort Worth, TX
Swmg, LLC
- Regulatory AUM
- $430,361,910
- Registered advisors
- 8
- Offices
- 4
- Clients per advisor
- 53.6 (Low)
- Average AUM per client
- $1M (Low)
- High-net-worth client ratio
- 37.5% (Moderate)
About
James Larkin Braxton is a financial advisor at Swmg, LLC in Fort Worth, TX. Reported securities licenses include Series 63 and Series 65. The latest record indicates 19 years of industry experience and 19 years of reported work history. Reported roles include Unemployed, Thrivent Investment Management Inc, Thrivent Financial, First Command Advisory Services, among others.
SEC disclosures list additional business and community activities: Claire Vista Hoa Board Position: Board Member Nature: I'M A Board Member In My Hoa For My Neighborhood Of 84 Houses: I'm one of three board members, we don't have titles; We use a third party to handle all funds/finances/fines.
Swmg, LLC's firm-level Form ADV reports 8 advisors across 4 offices; approximately 53.6 clients per advisor, average assets per client of $1,003,175, and regulatory AUM of $430.4M; client categories including Individuals (non-HNW), High net worth individuals; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Educational Seminars or Workshops, Other Advisory Service.
PortfolioFuture's firm-level 13F analysis covers $411.9M across 81 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to James Larkin Braxton personally.
Reported ETF positions
Swmg reports 81 ETF positions worth $411.9M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $114M |
| IVW — iShares S&P 500 Growth ETF | $34.8M |
| SPSB — State Street SPDR Portfolio Short Term Corporate Bond ETF | $24M |
| DYNF — iShares U.S. Equity Factor Rotation Active ETF | $23M |
| IVE — iShares S&P 500 Value ETF | $20.5M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Swmg's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $23M | Top 99.8% | Peer conviction 86.8% · Active return +4.88% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $23M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | VCRB — Vanguard Core Bond ETF | $376.7K | Top 99.9% | Residual alpha +0.66% · Residual Sharpe 0.14 |
| Diversification Benefits | IALT — iShares Systematic Alternatives Active ETF | $1.6M | Top 99.4% | Replicability (R²) 33.8% · Residual Sharpe 1.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Swmg, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Insurance Company or Agency
Location
3343 Locke Ave, Fort Worth, TX 76107
8 advisors at this office.
Contact
The firm's filed contact details.
Official record
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