James Timothy Allen

Financial advisor at Wells Fargo Advisors

Last updated 2026-10-10

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James Timothy Allen is a financial advisor at Wells Fargo Advisors, CRD 1069257. Licenses and exams on the registration: Series 63. IAPD registration began 1983-08-23.

Registration

CRD number
1069257
Registration status
Active
IAPD registration
1983-08-23
Industry Experience
43 years
Work Experience
16 years
States registered
TX, WA

Licenses and exams

  • Series 63

Work history

  • 2010-07 to Present · Wells Fargo Advisors Financial Network LLC · Dallas, TX
  • 2010-07 to Present · The Allen Group · Dallas, TX

Current employment

SEC IAPD record for James Timothy Allen

Wells Fargo Advisors

Regulatory AUM
$252,251,271,984
Registered advisors
4,182
Offices
1,676
Clients per advisor
111.6 (Moderate)
Average AUM per client
$540.6K (Low)
High-net-worth client ratio
50.1% (High)

Wells Fargo Advisors: advisors, services and reported ETF investments

About

James Timothy Allen is a financial advisor at Wells Fargo Advisors Financial Network, LLC, operating as Wells Fargo Advisors. Reported securities licenses include Series 63. The latest record indicates 43 years of industry experience and 16 years of reported work history. Reported roles include The Allen Group.

SEC disclosures list additional business and community activities: Adding Alpha.

Wells Fargo Advisors' firm-level Form ADV reports 4,182 advisors across 1,676 offices; approximately 111.6 clients per advisor, average assets per client of $540,645, and regulatory AUM of $252.3B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by Wells Fargo Advisors on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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