James Won Lee

Financial advisor at Concurrent Investment Advisors, LLC · Saratoga Springs, NY

Last updated 2026-10-10

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James Won Lee is a financial advisor at Concurrent Investment Advisors, LLC in Saratoga Springs, NY, CRD 1856731. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2021-08-23.

Registration

CRD number
1856731
Registration status
Active
IAPD registration
2021-08-23
Industry Experience
5 years
Work Experience
28 years
States registered
NY, TX

Licenses and exams

  • Series 63
  • Series 65

Designations

  • CFP®

Work history

  • 1998-10 to 2025-10 · Lee Investment Management LLC · Saratoga Springs, NY
  • 2025-10 to Present · Concurrent Investment Advisors, LLC · Saratoga Springs, NY
  • 2025-10 to Present · Lee Wealth Management · Saratoga Springs, NY

Current employment

SEC IAPD record for James Won Lee

Concurrent Investment Advisors, LLC

Regulatory AUM
$15,727,990,844
Registered advisors
349
Offices
221
Clients per advisor
38.0 (Low)
Average AUM per client
$1.2M (Low)
High-net-worth client ratio
22.7% (Moderate)

Concurrent Investment Advisors, LLC: advisors, services and reported ETF investments

About

James Won Lee is a CFP® financial advisor at Concurrent Investment Advisors, LLC in Saratoga Springs, NY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 5 years of industry experience and 28 years of reported work history. Reported roles include Lee Wealth Management, Lee Investment Management LLC.

SEC disclosures list additional business and community activities: Greenfield Economic Development Loan Fund; No; Greenfield: I monitor existing loans and help new applicants through the loan process; Mr.

Concurrent Investment Advisors, LLC's firm-level Form ADV reports 349 advisors across 221 offices; approximately 38.0 clients per advisor, average assets per client of $1,184,604, and regulatory AUM of $15.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Pension Consulting Services, Selection of Other Advisers.

PortfolioFuture's firm-level 13F analysis covers $6B across 743 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to James Won Lee personally.

Reported ETF positions

Concurrent Investment Advisors reports 743 ETF positions worth $6B on Form 13F; the largest are listed.

Largest ETF positions reported by Concurrent Investment Advisors
FundReported value
VOO — Vanguard S&P 500 ETF$373.4M
SPY — SPDR S&P 500 ETF TRUST$175.5M
QQQ — Invesco QQQ Trust, Series 1$149.9M
IVV — iShares Core S&P 500 ETF$149.6M
VTI — Vanguard Morningstar Total Stock Market ETF$107.4M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by Concurrent Investment Advisors, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Pension Consulting Services
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Sells Non-Advisory Products or Services
  • Other Investment Adviser (Incl. Financial
  • Insurance Company or Agency

Location

63 Putnam St., Saratoga Springs, NY 12866

1 advisor at this office.

Concurrent Investment Advisors office in Saratoga Springs, NY

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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