Jay Capps
Financial advisor at MML Investors Services, LLC
Last updated 2026-10-10
Claim your profileJay Capps is a financial advisor at MML Investors Services, LLC, CRD 7099073. Licenses and exams on the registration: Series 65, Series 63. IAPD registration began 2026-09-24.
Registration
- CRD number
- 7099073
- Registration status
- Active
- IAPD registration
- 2026-09-24
- Industry Experience
- 0 years
- Work Experience
- 18 years
- States registered
- NV
Licenses and exams
- Series 65
- Series 63
Work history
- 2017-08 to 2018-10 · Calvary Chapel Christian School · Las Vegas, NV
- 2008-08 to 2016-12 · Texas A&M University · College Station, TX
- 2018-10 to 2019-05 · Unemployed · Las Vegas, NV
- 2019-05 to 2025-12 · Northwestern Mutual Life Insurance Company · Milwaukee, WI
- 2019-04 to 2025-12 · Northwestern Mutual Investment Services LLC · Las Vegas, NV
- 2017-01 to 2017-07 · Unemployed · College Station, TX
- 2021-06 to 2025-12 · Northwestern Mutual Wealth Management Company · Milwaukee, WI
- 2025-12 to Present · Massmutual Life Insurance Co. · Las Vegas, NV
- 2026-01 to Present · MML Investors Services LLC · Las Vegas, NV
Current employment
- MML Investors Services, LLC · Springfield, MA
MML Investors Services, LLC
- Regulatory AUM
- $115,638,239,231
- Registered advisors
- 5,120
- Offices
- 2,469
- Clients per advisor
- 88.8 (Moderate)
- Average AUM per client
- $254.2K (Low)
- High-net-worth client ratio
- 0.2% (Low)
MML Investors Services, LLC: advisors, services and reported ETF investments
About
Jay Capps is a financial advisor at MML Investors Services, LLC. Reported securities licenses include Series 65 and Series 63. The latest record indicates less than 1 year of industry experience and 18 years of reported work history.
MML Investors Services, LLC's firm-level Form ADV reports 5,120 advisors across 2,469 offices; approximately 88.8 clients per advisor, average assets per client of $254,242, and regulatory AUM of $115.6B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Investment companies, Pension and profit-sharing plans, and Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $31.5B across 1,348 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Jay Capps personally.
Reported ETF positions
MML Investors Services reports 1,348 ETF positions worth $31.5B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $2.1B |
| QQQ — Invesco QQQ Trust, Series 1 | $667.6M |
| VEA — Vanguard FTSE Developed Markets ETF | $654.4M |
| DYNF — iShares U.S. Equity Factor Rotation Active ETF | $621M |
| VOO — Vanguard S&P 500 ETF | $586M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
MML Investors Services's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $250.3M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $621M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $141.2M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | IALT — iShares Systematic Alternatives Active ETF | $100.5M | Top 99.4% | Replicability (R²) 33.8% · Residual Sharpe 1.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by MML Investors Services, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Other
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
- Sponsor or Syndicator of Limited Partners
- Sponsor or GP of Pooled Investment Vehicl
Contact
The firm's filed contact details.
- Phone: (413) 226-0000
- Website: mmlinvestors.com
Official record
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