Jay David Carpenter

Financial advisor at Equitable Advisors, LLC

Last updated 2026-10-10

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Jay David Carpenter is a financial advisor at Equitable Advisors, LLC, CRD 2071560. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2002-08-19.

Registration

CRD number
2071560
Registration status
Active
IAPD registration
2002-08-19
Industry Experience
24 years
Work Experience
27 years
States registered
PA

Licenses and exams

  • Series 63
  • Series 65

Designations

  • CFP®
  • Chartered Financial Consultant

Work history

  • 1999-09 to 2020-06 · AXA Advisors, LLC · New York, NY
  • 1999-09 to Present · Equitable Advisors, LLC · New York, NY

Current employment

SEC IAPD record for Jay David Carpenter

Equitable Advisors, LLC

Regulatory AUM
$47,255,793,924
Registered advisors
4,663
Offices
1,721
Clients per advisor
16.3 (Low)
Average AUM per client
$621.6K (Low)
High-net-worth client ratio
46.7% (Moderate)

Equitable Advisors, LLC: advisors, services and reported ETF investments

About

Jay David Carpenter is a CFP®, Chartered Financial Consultant financial advisor at Equitable Advisors, LLC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 24 years of industry experience and 27 years of reported work history. Reported roles include AXA Advisors, LLC.

SEC disclosures list additional business and community activities: 1) Dba - Karr Barth Associates 2) Other Outside Insurance Brokerage Activities: 2) name and address of business: "it is not a business; My wife and i own a small house in northeastern pa close to elk mountain ski resort.

Equitable Advisors, LLC's firm-level Form ADV reports 4,663 advisors across 1,721 offices; approximately 16.3 clients per advisor, average assets per client of $621,566, and regulatory AUM of $47.3B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by Equitable Advisors, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Insurance Company or Agency
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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