Jay Lee

Financial advisor at Ballaster Financial · Jersey City, NJ

Last updated 2026-10-10

Claim your profile

Jay Lee is a financial advisor at Ballaster Financial in Jersey City, NJ, CRD 4973447. Licenses and exams on the registration: Series 63. IAPD registration began 2014-06-27.

Registration

CRD number
4973447
Registration status
Active
IAPD registration
2014-06-27
Industry Experience
12 years
Work Experience
11 years
States registered
CA, NJ, NY

Licenses and exams

  • Series 63

Designations

  • CFP®
  • Chartered Financial Analyst

Work history

  • 2018-10 to 2021-03 · UBS Financial Services Inc · New York, NY
  • 2021-03 to 2021-09 · Bingham, Osborn & Scarborough, LLC · San Francisco, CA
  • 2021-10 to Present · Ballaster Financial · Jersey City, NJ
  • 2015-02 to 2018-10 · UBS Financial Services, Inc · New York, NY
  • 2021-11 to 2026-01 · Origin Financial · San Francisco, CA

Current employment

  • Ballaster Financial · Jersey City, NJ

SEC IAPD record for Jay Lee

About

Jay Lee is a CFP®, Chartered Financial Analyst financial advisor at Ballaster Financial in Jersey City, NJ. Reported securities licenses include Series 63. The latest record indicates 12 years of industry experience and 11 years of reported work history.

Location

Jersey City, NJ

Open in Google Maps

Official record

View the official SEC IAPD record

Are you Jay Lee?

Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.