John Anthony Polyviou
Financial advisor at Ip Financial Advisory Services LLC · Charlotte, NC
Last updated 2026-10-10
Claim your profileJohn Anthony Polyviou is a financial advisor at Ip Financial Advisory Services LLC in Charlotte, NC, CRD 2030212. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2014-07-21.
Registration
- CRD number
- 2030212
- Registration status
- Active
- IAPD registration
- 2014-07-21
- Industry Experience
- 12 years
- Work Experience
- 12 years
- States registered
- NC
Licenses and exams
- Series 63
- Series 65
Work history
- 2014-04 to 2021-06 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Charlotte, NC
- 2021-06 to Present · Linden Thomas and Company Securities, Llc. · Charlotte, NC
Current employment
- Ip Financial Advisory Services LLC · Charlotte, NC
Ip Financial Advisory Services LLC
- Regulatory AUM
- $481,397,453
- Registered advisors
- 132
- Offices
- 127
- Clients per advisor
- 15.2 (Low)
- Average AUM per client
- $240.6K (Low)
- High-net-worth client ratio
- 0.0% (Low)
Ip Financial Advisory Services LLC: advisors, services and reported ETF investments
About
John Anthony Polyviou is a financial advisor at Ip Financial Advisory Services LLC in Charlotte, NC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 12 years of industry experience and 12 years of reported work history. Reported roles include Linden Thomas and Company Securities, Llc., Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Ip Financial Advisory Services LLC's firm-level Form ADV reports 132 advisors across 127 offices; approximately 15.2 clients per advisor, average assets per client of $240,578, and regulatory AUM of $481.4M; client categories including Individuals (non-HNW); services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.
What this firm offers
Filed by Ip Financial Advisory Services LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Other
Business and affiliations
- Insurance Broker or Agent
- Engaged in Other Business
- Sells Non-Advisory Products or Services
Location
5950 Fairview Road, Suite 140, Charlotte, NC 28210
132 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 980-326-3335
- Website: ipfinancialservicesllc.com
Official record
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