John Govic

Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

Last updated 2026-10-10

Claim your profile

John Govic is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY, CRD 2395869. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2006-04-19.

Registration

CRD number
2395869
Registration status
Active
IAPD registration
2006-04-19
Industry Experience
20 years
Work Experience
12 years
States registered
NJ, NY, TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2014-06 to 2016-12 · J.P. Morgan Securities LLC · Jersey City, NJ
  • 2014-06 to 2016-12 · Jpmorgan Chase Bank · Jersey City, NJ
  • 2017-01 to 2017-04 · Unemployed · Fort Lee, NJ
  • 2017-05 to 2021-03 · Oppenheimer & Co. Inc. · New York, NY
  • 2021-04 to 2022-06 · Joseph Gunnar & Co., LLC · New York, NY
  • 2022-07 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

Current employment

SEC IAPD record for John Govic

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Regulatory AUM
$1,781,568,171,479
Registered advisors
25,565
Offices
5,327
Clients per advisor
71.9 (Moderate)
Average AUM per client
$968.8K (Low)
High-net-worth client ratio
28.4% (Moderate)

Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments

About

John Govic is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 20 years of industry experience and 12 years of reported work history.

Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, and Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, and Educational Seminars or Workshops.

What this firm offers

Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.

Client services

  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer

Location

225 Liberty St, New York, NY 10281

270 advisors at this office.

Merrill office in New York, NY

Open in Google Maps

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you John Govic?

Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.