John H Appleton

Financial advisor at Raymond James & Associates, Inc. · Huntsville, AL

Last updated 2026-10-10

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John H Appleton is a financial advisor at Raymond James & Associates, Inc. in Huntsville, AL, CRD 7802748. Licenses and exams on the registration: Series 66. IAPD registration began 2024-02-05.

Registration

CRD number
7802748
Registration status
Active
IAPD registration
2024-02-05
Industry Experience
2 years
Work Experience
13 years
States registered
AL

Licenses and exams

  • Series 66

Work history

  • 2023-09 to 2023-11 · Raymond James & Associates, Inc. · Huntsville, AL
  • 2023-11 to Present · Raymond James & Associates, Inc. · Huntsville, AL
  • 2022-10 to Present · Global Technical Services, Inc. · Decatur, AL
  • 2017-08 to 2021-05 · University of Alabama Huntsville · Huntsville, AL
  • 2023-01 to 2024-08 · University of Oklahoma · Norman, OK
  • 2019-09 to 2022-11 · Platinum Pines LLC · Marietta, GA
  • 2019-07 to 2019-11 · Lanier & Company Incorporated · Marietta, GA
  • 2022-02 to 2022-04 · Ahsaa · Tuscaloosa, AL
  • 2013-08 to 2017-05 · Austin High School · Decatur, AL
  • 2026-02 to Present · N/A · Huntsville, AL

Current employment

SEC IAPD record for John H Appleton

Raymond James & Associates, Inc.

Regulatory AUM
$500,955,604,975
Registered advisors
5,800
Offices
1,828
Clients per advisor
91.7 (Moderate)
Average AUM per client
$942.3K (Low)
High-net-worth client ratio
18.7% (Moderate)

Raymond James & Associates, Inc.: advisors, services and reported ETF investments

About

John H Appleton is a financial advisor at Raymond James & Associates, Inc. in Huntsville, AL. Reported securities licenses include Series 66. The latest record indicates 2 years of industry experience and 13 years of reported work history.

Raymond James & Associates, Inc.'s firm-level Form ADV reports 5,800 advisors across 1,828 offices; approximately 91.7 clients per advisor, average assets per client of $942,324, and regulatory AUM of $501B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, and State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by Raymond James & Associates, Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Registered Municipal Advisor
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Municipal Advisor
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners

Location

601 Madison Street, Huntsville, AL 35801

12 advisors at this office.

Raymond James office in Huntsville, AL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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