John J Riter
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Batavia, NY
Last updated 2026-10-10
Claim your profileJohn J Riter is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Batavia, NY, CRD 1787037. Licenses and exams on the registration: Series 63, Series 65. First registered 2008-02-26.
Registration
- CRD number
- 1787037
- Registration status
- Active
- First registered
- 2008-02-26
- Years of experience
- 18
- States registered
- NY, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2008-02 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Buffalo, NY
- 2011-06 to Present · Bank of America, N.A. · Batavia, NY
Current employment
- Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Regulatory AUM
- $1,781,568,171,479
- Registered advisors
- 25,565
- Offices
- 5,327
- Clients per advisor
- 71.9 (Moderate)
- Average AUM per client
- $968.8K (Low)
- High-net-worth client ratio
- 28.4% (Moderate)
Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments
What this firm offers
Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.
Client services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
21 Masse Pl, Batavia, NY 14020
10 advisors at this office.
Contact
The firm's filed contact details.
Official record
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