John Malloy

Financial advisor at Wells Fargo Advisors

Last updated 2026-10-10

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John Malloy is a financial advisor at Wells Fargo Advisors, CRD 5336832. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2011-11-23.

Registration

CRD number
5336832
Registration status
Active
IAPD registration
2011-11-23
Industry Experience
14 years
Work Experience
18 years
States registered
GA

Licenses and exams

  • Series 63
  • Series 66

Work history

  • 2008-04 to Present · Wachovia Bank, N.A. · Atlanta, GA
  • 2009-05 to 2016-11 · Wells Fargo Advisors LLC · Atlanta, GA
  • 2016-11 to Present · Wells Fargo Clearing Services, LLC · Atlanta, GA

Current employment

SEC IAPD record for John Malloy

Wells Fargo Advisors

Regulatory AUM
$252,251,271,984
Registered advisors
4,182
Offices
1,676
Clients per advisor
111.6 (Moderate)
Average AUM per client
$540.6K (Low)
High-net-worth client ratio
50.1% (High)

Wells Fargo Advisors: advisors, services and reported ETF investments

About

John Malloy is a financial advisor at Wells Fargo Advisors Financial Network, LLC, operating as Wells Fargo Advisors. Reported securities licenses include Series 63 and Series 66. The latest record indicates 14 years of industry experience and 18 years of reported work history. Reported roles include Wachovia Bank, N.A., Wells Fargo Advisors LLC.

Wells Fargo Advisors' firm-level Form ADV reports 4,182 advisors across 1,676 offices; approximately 111.6 clients per advisor, average assets per client of $540,645, and regulatory AUM of $252.3B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by Wells Fargo Advisors on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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