John Michael Pulliam

Financial advisor at Pulliam Family Office, LLC

Last updated 2026-10-10

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John Michael Pulliam is a financial advisor at Pulliam Family Office, LLC, CRD 2224237. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 1994-03-08.

Registration

CRD number
2224237
Registration status
Active
IAPD registration
1994-03-08
Industry Experience
32 years
Work Experience
14 years
States registered
CO, TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2011-11 to 2019-09 · UBS Financial Services Inc · Plano, TX
  • 2019-09 to 2025-09 · Raymond James Financial Services Advisors, Inc. · Crested Blutte, CO
  • 2019-09 to 2025-09 · Raymond James Financial Services, Inc. · Crested Blutte, CO
  • 2019-09 to Present · Pulliam Family Office · Crested Butte, CO
  • 2025-12 to Present · The Leaders Group Dba Simplicity Investments · Summit, NJ

Current employment

SEC IAPD record for John Michael Pulliam

Pulliam Family Office, LLC

Regulatory AUM
$141,743,358
Registered advisors
2
Offices
2
Average AUM per client
$3.8M (Moderate)
High-net-worth client ratio
100.0% (Very high)

Pulliam Family Office, LLC: advisors, services and reported ETF investments

About

John Michael Pulliam is a financial advisor at Pulliam Family Office, LLC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 32 years of industry experience and 14 years of reported work history.

Pulliam Family Office, LLC's firm-level Form ADV reports 2 advisors across 2 offices; approximately 18.5 clients per advisor, average assets per client of $3,830,902, and regulatory AUM of $141.7M; client categories including High net worth individuals; services including Financial Planning Services and Portfolio Management: Individuals and Small Businesses.

What this firm offers

Filed by Pulliam Family Office, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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