John Steven Ellinger
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Augusta, GA
Last updated 2026-10-10
Claim your profileJohn Steven Ellinger is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Augusta, GA, CRD 6707229. Licenses and exams on the registration: Series 66. IAPD registration began 2018-05-07.
Registration
- CRD number
- 6707229
- Registration status
- Active
- IAPD registration
- 2018-05-07
- Industry Experience
- 8 years
- Work Experience
- 10 years
- States registered
- GA, TX
Licenses and exams
- Series 66
Work history
- 2017-09 to 2018-02 · Invest Financial · Augusta, GA
- 2016-05 to 2017-08 · Suntrust Investment Services Inc · Augusta, GA
- 2018-02 to 2019-10 · Lpl Financial LLC · Augusta, GA
- 2020-01 to 2021-08 · Wells Fargo Clearing Services · Charlotte, NC
- 2017-09 to 2019-10 · Queensborough Wealth Management · Augusta, GA
- 2021-08 to 2024-10 · Truist Investment Services, Inc · Atlanta, GA
- 2021-08 to 2024-10 · Truist Advisory · Atlanta, GA
- 2024-10 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Augusta, GA
- 2025-01 to Present · Bank of America, N.A. · Augusta, GA
Current employment
- Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Regulatory AUM
- $1,781,568,171,479
- Registered advisors
- 25,565
- Offices
- 5,327
- Clients per advisor
- 71.9 (Moderate)
- Average AUM per client
- $968.8K (Low)
- High-net-worth client ratio
- 28.4% (Moderate)
Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments
About
John Steven Ellinger is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Augusta, GA. Reported securities licenses include Series 66. The latest record indicates 8 years of industry experience and 10 years of reported work history.
Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, and Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, and Educational Seminars or Workshops.
What this firm offers
Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.
Client services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
933 Broad St, Augusta, GA 30901
25 advisors at this office.
Contact
The firm's filed contact details.
Official record
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