Jon C Erickson

Financial advisor at First Trust Advisors LP · Wheaton, IL

Last updated 2026-10-10

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Jon C Erickson is a financial advisor at First Trust Advisors LP in Wheaton, IL, CRD 2497585. Licenses and exams on the registration: Series 63. IAPD registration began 2011-05-18.

Registration

CRD number
2497585
Registration status
Active
IAPD registration
2011-05-18
Industry Experience
15 years
Work Experience
32 years
States registered
IL

Licenses and exams

  • Series 63

Designations

  • Chartered Financial Analyst

Work history

  • 1994-03 to Present · First Trust Portfolios LP · Lisle, IL

Current employment

SEC IAPD record for Jon C Erickson

First Trust Advisors LP

Regulatory AUM
$309,241,000,000
Registered advisors
607
Offices
189
Clients per advisor
9.4 (Low)
Average AUM per client
$54M (Moderate)
High-net-worth client ratio
45.2% (Moderate)

First Trust Advisors LP: advisors, services and reported ETF investments

About

Jon C Erickson is a Chartered Financial Analyst financial advisor at First Trust Advisors LP in Wheaton, IL. Reported securities licenses include Series 63. The latest record indicates 15 years of industry experience and 32 years of reported work history. Reported roles include First Trust Portfolios LP.

First Trust Advisors LP's firm-level Form ADV reports 607 advisors across 189 offices; approximately 9.4 clients per advisor, average assets per client of $53,959,344, and regulatory AUM of $309.2B; client categories including Individuals (non-HNW), High net worth individuals, Investment companies, Pooled investment vehicles, Charitable organizations, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers.

PortfolioFuture's firm-level 13F analysis covers $7.1B across 232 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Jon C Erickson personally.

Reported ETF positions

First Trust Advisors reports 232 ETF positions worth $7.1B on Form 13F; the largest are listed.

Largest ETF positions reported by First Trust Advisors
FundReported value
EMXC — iShares MSCI Emerging Markets ex China ETF$1.3B
FBT — First Trust Amex Biotech Index Fund$840M
FTXL — First Trust Nasdaq Semiconductor ETF$813.5M
QTEC — First Trust NASDAQ-100-Technology Sector Index Fund$812.9M
FXL — First Trust Technology AlphaDEX$809.3M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by First Trust Advisors LP on Form ADV.

Client services

  • Individuals and Small Businesses
  • Investment Companies
  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters

Fee options

  • Percentage of Assets Under Management
  • Performance-Based Fees
  • Other

Business and affiliations

  • Commodity Pool Operator or Trading Advisor
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

120 E. Liberty Drive, Wheaton, IL 60187

606 advisors at this office.

First Trust Advisors office in Wheaton, IL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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