Jonathan Christopher Flood
Financial advisor at Lazard Asset Management LLC · New York, NY
Last updated 2026-10-10
Claim your profileJonathan Christopher Flood is a financial advisor at Lazard Asset Management LLC in New York, NY, CRD 5541860. Licenses and exams on the registration: Series 63, Series 65. First registered 2014-05-27.
Registration
- CRD number
- 5541860
- Registration status
- Active
- First registered
- 2014-05-27
- Years of experience
- 12
- States registered
- TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2014-02 to 2021-04 · Neuberger Berman LLC · New York, NY
- 2021-07 to Present · Lazard Asset Management LLC · New York, NY
- 2021-07 to Present · Lazard Asset Management Securities LLC · New York, NY
Current employment
- Lazard Asset Management LLC · New York, NY
Lazard Asset Management LLC
- Regulatory AUM
- $120,519,820,270
- Registered advisors
- 32
- Offices
- 2
- Clients per advisor
- 159.7 (High)
- Average AUM per client
- $23.6M (Moderate)
- High-net-worth client ratio
- 11.6% (Low)
Lazard Asset Management LLC: advisors, services and reported ETF investments
Reported ETF positions
Lazard Asset Management reports 108 ETF positions worth $1.2B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| EMXC — iShares MSCI Emerging Markets ex China ETF | $242M |
| IVV — iShares Core S&P 500 ETF | $210.1M |
| QLTY — GMO U.S. Quality ETF | $120.2M |
| EEM — iShares MSCI Emerging Index Fund | $55.9M |
| VGIT — Vanguard Intermediate-Term Treasury ETF | $48M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Lazard Asset Management's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IOO — iShares Global 100 ETF | $28.2K | Top 99.5% | Peer conviction 84.9% · Active return +4.97% |
| Addressable Market | IVV — iShares Core S&P 500 ETF | $210.1M | Top 99.6% | Addressable AUM $10.8T · Peer conviction 74.5% |
| Residual Alpha | VCIT — Vanguard Intermediate-Term Corporate Bond ETF | $29.4K | Top 99.0% | Residual alpha +0.70% · Residual Sharpe 0.11 |
| Diversification Benefits | AIRR — First Trust RBA American Industrial Renaissance ETF | $186.6K | Top 95.4% | Replicability (R²) 77.7% · Residual Sharpe 0.34 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Lazard Asset Management LLC on Form ADV.
Client services
- Individuals and Small Businesses
- Investment Companies
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Selection of Other Advisers
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Performance-Based Fees
Business and affiliations
- Commodity Pool Operator or Trading Advisor
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
30 Rockefeller Plaza, New York, NY 10112
30 advisors at this office.
Contact
The firm's filed contact details.
Official record
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