Jonathan Evan Caplan
Financial advisor at Commonwealth Equity Services, LLC · Canton, MA
Last updated 2026-10-10
Claim your profileJonathan Evan Caplan is a financial advisor at Commonwealth Equity Services, LLC in Canton, MA, CRD 6120163. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2022-10-18.
Registration
- CRD number
- 6120163
- Registration status
- Active
- IAPD registration
- 2022-10-18
- Industry Experience
- 3 years
- Work Experience
- 12 years
- States registered
- MA
Licenses and exams
- Series 63
- Series 66
Designations
- CFP®
Work history
- 2017-05 to 2017-10 · Key Realty Group · Boston, MA
- 2017-10 to 2019-02 · Northwestern Mutual Investment Services LLC · Boston, MA
- 2014-09 to 2017-05 · Northwestern Mutual Investment Services LLC · Milwaukee, WI
- 2019-02 to 2021-06 · Lpl Financial LLC · Boston, MA
- 2019-02 to 2021-06 · Private Advisor Group · Boston, MA
- 2021-06 to 2021-12 · Walker & Dunlop · Needham, MA
- 2022-01 to 2022-03 · Unemployed · Canton, MA
- 2022-04 to 2025-01 · Axial Financial Group · Quincy, MA
- 2022-04 to 2025-01 · Commonwealth Financial Network · Waltham, MA
- 2025-01 to 2025-10 · Citizens Securities, Inc. · Westwood, MA
- 2025-10 to 2026-04 · Citizens Securities, Inc. · Charlestown, MA
- 2026-04 to Present · Commonwealth Financial Network · Waltham, MA
- 2026-04 to 2026-07 · Neponset Valley Financial Partners · Canton, MA
- 2026-07 to Present · Caplan Wealth Partners · Canton, MA
Current employment
- Commonwealth Financial Network · Waltham, MA
Commonwealth Equity Services, LLC
- Regulatory AUM
- $212,660,045,528
- Registered advisors
- 2,863
- Offices
- 1,929
- Clients per advisor
- 125.9 (High)
- Average AUM per client
- $589.9K (Low)
- High-net-worth client ratio
- 11.6% (Low)
Commonwealth Equity Services, LLC: advisors, services and reported ETF investments
About
Jonathan Evan Caplan is a CFP® financial advisor at Commonwealth Financial Network, operating as Commonwealth Equity Services, LLC in Canton, MA. Reported securities licenses include Series 63 and Series 66. The latest record indicates 3 years of industry experience and 12 years of reported work history.
Commonwealth Equity Services, LLC's firm-level Form ADV reports 2,863 advisors across 1,929 offices; approximately 125.9 clients per advisor, average assets per client of $589,923, and regulatory AUM of $212.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.
PortfolioFuture's firm-level 13F analysis covers $49.8B across 1,673 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Jonathan Evan Caplan personally.
Reported ETF positions
Commonwealth Equity Services reports 1,673 ETF positions worth $49.8B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| IVV — iShares Core S&P 500 ETF | $2B |
| QQQ — Invesco QQQ Trust, Series 1 | $1.2B |
| VEA — Vanguard FTSE Developed Markets ETF | $1.2B |
| SPY — SPDR S&P 500 ETF TRUST | $1.1B |
| VOO — Vanguard S&P 500 ETF | $903.5M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Commonwealth Equity Services's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $673.6M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $334.1M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $98.6M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | TUSI — Touchstone Ultra Short Income ETF | $72.6M | Top 98.4% | Replicability (R²) 49.0% · Residual Sharpe 0.29 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Commonwealth Equity Services, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Publication of Periodicals or Newsletters
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Banking or Thrift Institution
- Insurance Company or Agency
Location
960 Turnpike Street, Canton, MA 02021
2 advisors at this office.
Contact
The firm's filed contact details.
Official record
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