Jonathan Robert Broeker

Financial advisor at Lpl Enterprise, LLC · Bloomington, IL

Last updated 2026-10-10

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Jonathan Robert Broeker is a financial advisor at Lpl Enterprise, LLC in Bloomington, IL, CRD 6187189. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2021-08-23.

Registration

CRD number
6187189
Registration status
Active
IAPD registration
2021-08-23
Industry Experience
5 years
Work Experience
13 years
States registered
IL

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2013-04 to 2020-02 · The Prudential Insurance Company of America · Springfield, IL
  • 2013-04 to 2020-02 · Pruco Securities, LLC · Springfield, IL
  • 2020-05 to Present · Prudential Insurance Company of America · Springfield, IL
  • 2020-05 to 2024-11 · Pruco Securities, Llc. · Springfield, IL
  • 2020-02 to 2020-05 · N/A · Auburn, IL
  • 2024-11 to Present · Lpl Enterprise, LLC · Springfield, IL

Current employment

SEC IAPD record for Jonathan Robert Broeker

Lpl Enterprise, LLC

Regulatory AUM
$24,939,385,373
Registered advisors
3,117
Offices
1,496
Clients per advisor
32.9 (Low)
Average AUM per client
$243.2K (Low)
High-net-worth client ratio
22.3% (Moderate)

Lpl Enterprise, LLC: advisors, services and reported ETF investments

About

Jonathan Robert Broeker is a financial advisor at Lpl Enterprise, LLC in Bloomington, IL. Reported securities licenses include Series 63 and Series 65. The latest record indicates 5 years of industry experience and 13 years of reported work history. Reported roles include Prudential Insurance Company of America, Pruco Securities, Llc., N/A, The Prudential Insurance Company of America, among others.

SEC disclosures list additional business and community activities: 1) 02/11/2025-American Republic Services-Non-Variable Insurance-Inv Related-At Springfield: 06/20/2025 - jonathan broeker - non-variable insurance - auburn, il - inv rel - start date 07/01/2025 - 20hrs/mth.

Lpl Enterprise, LLC's firm-level Form ADV reports 3,117 advisors across 1,496 offices; approximately 32.9 clients per advisor, average assets per client of $243,162, and regulatory AUM of $24.9B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, Other Advisory Service.

What this firm offers

Filed by Lpl Enterprise, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Insurance Company or Agency

Location

2404 E Empire St, Bloomington, IL 61704

7 advisors at this office.

Lpl Enterprise office in Bloomington, IL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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