Joseph D Small
Financial advisor at Strategic Advisers LLC
Last updated 2026-10-10
Claim your profileJoseph D Small is a financial advisor at Strategic Advisers LLC, CRD 6458281. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2016-10-11.
Registration
- CRD number
- 6458281
- Registration status
- Active
- IAPD registration
- 2016-10-11
- Industry Experience
- 9 years
- Work Experience
- 10 years
- States registered
- NC, TX
Licenses and exams
- Series 63
- Series 66
Designations
- CFP®
Work history
- 2016-01 to Present · Fidelity Brokerage Service LLC · Westlake, TX
- 2018-07 to Present · Fidelity Personal and Workplace Advisors · Boston, MA
- 2025-03 to Present · Fidelity Investments · Boston, MA
Current employment
- Strategic Advisers LLC · Boston, MA
Strategic Advisers LLC
- Regulatory AUM
- $1,370,125,325,211
- Registered advisors
- 17,023
- Offices
- 3,513
- Clients per advisor
- 141.1 (High)
- Average AUM per client
- $570.5K (Low)
- High-net-worth client ratio
- 30.7% (Moderate)
Strategic Advisers LLC: advisors, services and reported ETF investments
About
Joseph D Small is a CFP® financial advisor at Strategic Advisers LLC. Reported securities licenses include Series 63 and Series 66. The latest record indicates 9 years of industry experience and 10 years of reported work history. Reported roles include Fidelity Investments, Fidelity Personal and Workplace Advisors, Fidelity Brokerage Service LLC.
Strategic Advisers LLC's firm-level Form ADV reports 17,023 advisors across 3,513 offices; approximately 141.1 clients per advisor, average assets per client of $570,466, and regulatory AUM of $1.4T; client categories including Individuals (non-HNW), High net worth individuals, Investment companies, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Investment Companies, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers.
What this firm offers
Filed by Strategic Advisers LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Investment Companies
- Businesses or Institutional Clients
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Other
Business and affiliations
- Commodity Pool Operator or Trading Advisor
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Sponsor or GP of Pooled Investment Vehicl
Contact
The firm's filed contact details.
Official record
Are you Joseph D Small?
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