Joseph Raymond

Financial advisor at J.P. Morgan Securities LLC · Madison, CT

Last updated 2026-10-10

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Joseph Raymond is a financial advisor at J.P. Morgan Securities LLC in Madison, CT, CRD 5726207. Licenses and exams on the registration: Series 66. IAPD registration began 2009-12-21.

Registration

CRD number
5726207
Registration status
Active
IAPD registration
2009-12-21
Industry Experience
16 years
Work Experience
15 years
States registered
AZ, TX

Licenses and exams

  • Series 66

Work history

  • 2011-09 to Present · Jpmorgan Chase Bank · Chandler, AZ
  • 2012-10 to Present · J.P. Morgan Securities LLC · Chandler, AZ

Current employment

SEC IAPD record for Joseph Raymond

J.P. Morgan Securities LLC

Regulatory AUM
$429,694,491,042
Registered advisors
14,334
Offices
5,886
Clients per advisor
87.0 (Moderate)
Average AUM per client
$344.7K (Low)
High-net-worth client ratio
28.6% (Moderate)

J.P. Morgan Securities LLC: advisors, services and reported ETF investments

About

Joseph Raymond is a financial advisor at J.P. Morgan Securities LLC in Madison, CT. Reported securities licenses include Series 66. The latest record indicates 16 years of industry experience and 15 years of reported work history. Reported roles include Jpmorgan Chase Bank.

SEC disclosures list additional business and community activities: Activity Type: 1 - Outside Business Activity Or Private Investment With A Non-Public Entity Name Of Entity: (self) Position: Owner / Landlord - Rental Property Start Date: 1/1/2019 Address: 25439 Sun Lakes: Details: investment property, single family residential investment related: yes hours dedicated (per month unless otherwise indicated): 2 hours during trading: 0 activity type: 1 - outside business activity with a non-public entity name of entity: (self) position: owner / landlord - rental property start date: 3/7/2014 address: 43893 maricopa, az; Details: rental property hours dedicated (per month unless otherwise indicated): approximately 2 hours per month hours during trading: 0 investment related: yes entity name: rental property investment related: yes address: 2209 gilbert az nature of the other business: real estate position/title/relationship: owner/partner start date: 1/1/2001 approximate # of hours a week: 0-10 approximate # of hours during securities trading hours: 0 briefly describe your duties: residential residence that i rent out.

J.P. Morgan Securities LLC's firm-level Form ADV reports 14,334 advisors across 5,886 offices; approximately 87.0 clients per advisor, average assets per client of $344,680, and regulatory AUM of $429.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by J.P. Morgan Securities LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Registered Security-Based Swap Dealer
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Location

634 Boston Post Rd, Madison, CT 06443

3 advisors at this office.

J.P. Morgan Securities office in Madison, CT

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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