Keith Leong
Financial advisor at HSBC Securities (USA) Inc. · New York, NY
Last updated 2026-10-10
Claim your profileKeith Leong is a financial advisor at HSBC Securities (USA) Inc. in New York, NY, CRD 1747786. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2016-04-13.
Registration
- CRD number
- 1747786
- Registration status
- Active
- IAPD registration
- 2016-04-13
- Industry Experience
- 10 years
- Work Experience
- 10 years
- States registered
- NY
Licenses and exams
- Series 63
- Series 66
Work history
- 2015-12 to 2018-11 · TD Ameritrade · New York, NY
- 2020-10 to 2021-02 · Cetera Investment Services LLC · St. Cloud, MN
- 2020-10 to 2021-02 · Cetera Investment Advisers LLC · Westbury, NY
- 2018-11 to 2020-11 · Independent Management Consultant · New York, NY
- 2021-03 to 2022-12 · TD Ameritrade · Garden City, NY
- 2022-01 to 2024-01 · Charles Schwab & Co., Inc. · New York, NY
- 2022-12 to 2024-01 · Charles Schwab and Co., Inc. · Garden City, NY
- 2024-01 to 2025-06 · Unemployed · Bronxville, NY
- 2025-07 to Present · HSBC Securities (USA) Inc. · New York, NY
- 2025-06 to Present · HSBC Bank USA, N.A. · New York, NY
Current employment
- HSBC Securities (USA) Inc. · New York, NY
HSBC Securities (USA) Inc.
- Regulatory AUM
- $3,838,097,569
- Registered advisors
- 373
- Offices
- 168
- Clients per advisor
- 32.5 (Low)
- Average AUM per client
- $317K (Low)
- High-net-worth client ratio
- 14.8% (Low)
HSBC Securities (USA) Inc.: advisors, services and reported ETF investments
About
Keith Leong is a financial advisor at HSBC Securities (USA) Inc. in New York, NY. Reported securities licenses include Series 63 and Series 66. The latest record indicates 10 years of industry experience and 10 years of reported work history. Reported roles include HSBC Bank USA, N.A., Unemployed, Charles Schwab and Co., Inc., Charles Schwab & Co., Inc., among others.
SEC disclosures list additional business and community activities: Owner/partner In A Commercial Rental Property: Start date 12/01/2018, approximately 2 hours per month during non-trading days.
HSBC Securities (USA) Inc.'s firm-level Form ADV reports 373 advisors across 168 offices; approximately 32.5 clients per advisor, average assets per client of $316,989, and regulatory AUM of $3.8B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, Corporations or other businesses; services including Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers, Other Advisory Service.
What this firm offers
Filed by HSBC Securities (USA) Inc. on Form ADV.
Client services
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Selection of Other Advisers
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Performance-Based Fees
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Futures Commission Merchant
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Commodity Pool Operator or CTA
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
430 Park Avenue, New York, NY 10022
8 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 212-525-2879
- Website: us.hsbc.com
Official record
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