Lee Douglas Hooks

Financial advisor at Ameriprise Financial Services, LLC

Last updated 2026-10-10

Claim your profile

Lee Douglas Hooks is a financial advisor at Ameriprise Financial Services, LLC, CRD 4905055. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2007-02-09.

Registration

CRD number
4905055
Registration status
Active
IAPD registration
2007-02-09
Industry Experience
19 years
Work Experience
15 years
States registered
TN, TX

Licenses and exams

  • Series 63
  • Series 66

Designations

  • CFP®

Work history

  • 2011-03 to 2024-11 · Lpl Financial LLC · Lewisburg, TN
  • 2014-12 to 2016-12 · Harvest Wealth Management · Columbia, TN
  • 2016-10 to 2019-06 · Private Advisor Group, LLC · Columbia, TN
  • 2014-12 to 2016-12 · Hwm LLC · Columbia, TN
  • 2024-11 to Present · Ameriprise Financial Services, LLC · Columbia, TN

Current employment

SEC IAPD record for Lee Douglas Hooks

Ameriprise Financial Services, LLC

Regulatory AUM
$660,474,421,776
Registered advisors
12,966
Offices
7,819
Clients per advisor
106.9 (Moderate)
Average AUM per client
$476.4K (Low)
High-net-worth client ratio
13.3% (Low)

Ameriprise Financial Services, LLC: advisors, services and reported ETF investments

About

Lee Douglas Hooks is a CFP® financial advisor at Ameriprise Financial Services, LLC. Reported securities licenses include Series 63 and Series 66. The latest record indicates 19 years of industry experience and 15 years of reported work history. Reported roles include Lpl Financial LLC, Private Advisor Group, LLC, Harvest Wealth Management, Hwm LLC.

SEC disclosures list additional business and community activities: Real Estate Ownership; Commercial; 1167 Trotwood Ave.

Ameriprise Financial Services, LLC's firm-level Form ADV reports 12,966 advisors across 7,819 offices; approximately 106.9 clients per advisor, average assets per client of $476,420, and regulatory AUM of $660.5B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, Insurance companies; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by Ameriprise Financial Services, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Commodity Pool Operator or Trading Advisor
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Lee Douglas Hooks?

Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.