Mario Ray Barrera

Financial advisor at Foundations Investment Advisors, LLC · Phoenix, AZ

Last updated 2026-10-10

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Mario Ray Barrera is a financial advisor at Foundations Investment Advisors, LLC in Phoenix, AZ, CRD 7547291. Licenses and exams on the registration: Series 65. IAPD registration began 2022-05-13.

Registration

CRD number
7547291
Registration status
Active
IAPD registration
2022-05-13
Industry Experience
4 years
Work Experience
23 years
States registered
TX

Licenses and exams

  • Series 65

Work history

  • 2002-11 to 2022-04 · United Services Automobile Association · San Antonio, TX
  • 2022-05 to 2024-12 · Queen B Advisors, LLC · San Antonio, TX
  • 2024-12 to Present · Foundations Investment Advisors · Phoenix, AZ

Current employment

SEC IAPD record for Mario Ray Barrera

Foundations Investment Advisors, LLC

Regulatory AUM
$10,097,715,159
Registered advisors
302
Offices
293
Clients per advisor
98.2 (Moderate)
Average AUM per client
$340.4K (Low)
High-net-worth client ratio
20.4% (Moderate)

Foundations Investment Advisors, LLC: advisors, services and reported ETF investments

About

Mario Ray Barrera is a financial advisor at Foundations Investment Advisors LLC in Phoenix, AZ. Reported securities licenses include Series 65. The latest record indicates 4 years of industry experience and 23 years of reported work history. Reported roles include Foundations Investment Advisors, Queen B Advisors, LLC, United Services Automobile Association.

SEC disclosures list additional business and community activities: Magellan Insurance; 185 Kerlick Ln New Braunfels.

Foundations Investment Advisors, LLC's firm-level Form ADV reports 302 advisors across 293 offices; approximately 98.2 clients per advisor, average assets per client of $340,414, and regulatory AUM of $10.1B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Selection of Other Advisers, Educational Seminars or Workshops.

PortfolioFuture's firm-level 13F analysis covers $6.1B across 575 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Mario Ray Barrera personally.

Reported ETF positions

Foundations Investment reports 575 ETF positions worth $6.1B on Form 13F; the largest are listed.

Largest ETF positions reported by Foundations Investment
FundReported value
IVV — iShares Core S&P 500 ETF$367.3M
IVW — iShares S&P 500 Growth ETF$331.5M
IVE — iShares S&P 500 Value ETF$278.3M
SOXX — iShares PHLX SOX Semiconductor Sector Index Fund$233.4M
IUSB — iShares Core Universal USD Bond ETF$230.5M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by Foundations Investment Advisors, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Selection of Other Advisers
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Other Investment Adviser (Incl. Financial
  • Lawyer or Law Firm
  • Insurance Company or Agency

Location

4050 E. Cotton Center Blvd., Phoenix, AZ 85040

300 advisors at this office.

Foundations Investment office in Phoenix, AZ

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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