Mark Daniel Ettingoff

Financial advisor at J.W. Cole Advisors, Inc. · Tampa, FL

Last updated 2026-10-10

Mark Daniel Ettingoff is a financial advisor at J.W. Cole Advisors, Inc. in Tampa, FL, CRD 5237147. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2023-10-16.

Registration

CRD number: 5237147
Registration status: Active
IAPD registration: 2023-10-16
Industry Experience: 2 years
Work Experience: 12 years
States registered: PA

Licenses and exams

Series 63
Series 66

Work history

2021-10 to 2023-05 · The Vanguard Group, Inc. · Malvern, PA
2013-12 to 2020-03 · Upper Crust Pizza · Santa Fe, NM
2020-03 to 2020-07 · Unemployed · Santa Fe, NM
2020-07 to 2021-10 · Unemployed · Philadelphia, PA
2018-10 to 2018-12 · Self-Employed · Santa Fe, NM
2017-01 to 2020-03 · Self-Employed · Santa Fe, NM
2023-10 to Present · J.W. Cole Financial, Inc. · Tampa, FL
2023-10 to Present · J.W. Cole Advisors, Inc. · Tampa, FL
2023-06 to 2023-09 · Unemployed · Media, PA

Current employment

J. W. Cole Advisors, Inc. · Tampa, FL

SEC IAPD record for Mark Daniel Ettingoff

J.W. Cole Advisors, Inc.

Regulatory AUM: $8,247,916,891
Registered advisors: 499
Offices: 407
Clients per advisor: 62.6 (Moderate)
Average AUM per client: $264K (Low)
High-net-worth client ratio: 4.0% (Low)

J.W. Cole Advisors, Inc.: advisors, services and reported ETF investments

About

Mark Daniel Ettingoff is a financial advisor at J. W. Cole Advisors, Inc. in Tampa, FL. Reported securities licenses include Series 63 and Series 66. The latest record indicates 2 years of industry experience and 12 years of reported work history.

J.W. Cole Advisors, Inc.'s firm-level Form ADV reports 499 advisors across 407 offices; approximately 62.6 clients per advisor, average assets per client of $263,959, and regulatory AUM of $8.2B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers, and Educational Seminars or Workshops.

PortfolioFuture's firm-level 13F analysis covers $2.9B across 691 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Mark Daniel Ettingoff personally.

Reported ETF positions

J.W. Cole Advisors reports 691 ETF positions worth $2.9B on Form 13F; the largest are listed.

Largest ETF positions reported by J.W. Cole Advisors
Fund	Reported value
QQQ — Invesco QQQ Trust, Series 1	$128.4M
VOO — Vanguard S&P 500 ETF	$101.6M
SPY — SPDR S&P 500 ETF TRUST	$94M
IVV — iShares Core S&P 500 ETF	$84.1M
DGRO — iShares Core Dividend Growth ETF	$55.6M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

Noteworthy reported investments

J.W. Cole Advisors's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.

Firm-reported positions leading each research ranking
Ranking	Fund	Reported value	Percentile	Key figures
Similar Fund Ranking	CGDV — Capital Group Dividend Value ETF	$15.5M	Top 99.9%	Peer conviction 86.4% · Active return +5.44%
Addressable Market	DYNF — iShares U.S. Equity Factor Rotation Active ETF	$5.1M	Top 99.9%	Addressable AUM $14.9T · Peer conviction 86.8%
Residual Alpha	IBDZ — iShares iBonds Dec 2034 Term Corporate ETF	$3.1M	Top 99.8%	Residual alpha +0.78% · Residual Sharpe 0.13
Diversification Benefits	JPST — JPMorgan Ultra-Short Income ETF	$12.6M	Top 97.5%	Replicability (R²) 70.1% · Residual Sharpe 0.66

Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by J.W. Cole Advisors, Inc. on Form ADV.

Client services

Financial Planning Services
Individuals and Small Businesses
Businesses or Institutional Clients
Selection of Other Advisers
Educational Seminars or Workshops
Other Advisory Service

Fee options

Percentage of Assets Under Management
Hourly Charges
Fixed Fees (Other Than Subscription)

Business and affiliations

Broker-Dealer (Registered or Unregistered)
Broker-Dealer or Municipal Securities Dea
Insurance Company or Agency

Location

4301 Anchor Plaza Parkway, Tampa, FL 33634

497 advisors at this office.

J.W. Cole Advisors office in Tampa, FL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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