Mark Dea
Financial advisor at Basso Capital Management, LP · Stamford, CT
Last updated 2026-10-10
Claim your profileMark Dea is a financial advisor at Basso Capital Management, LP in Stamford, CT, CRD 7904745. Licenses and exams on the registration: Series 65. IAPD registration began 2024-05-02.
Registration
- CRD number
- 7904745
- Registration status
- Active
- IAPD registration
- 2024-05-02
- Industry Experience
- 2 years
- Work Experience
- 20 years
- States registered
- CA
Licenses and exams
- Series 65
Work history
- 2006-09 to 2022-02 · Fundx · San Francisco, CA
- 2022-02 to 2025-06 · One Capital Management, LLC · San Francisco, CA
- 2025-06 to Present · Basso Capital Management, LP · Stamford, CT
Current employment
- Basso Capital Management, LP · Stamford, CT
Basso Capital Management, LP
- Regulatory AUM
- $2,558,086,914
- Registered advisors
- 2
- Offices
- 1
- Average AUM per client
- $22.2M (Moderate)
- High-net-worth client ratio
- 57.4% (High)
Basso Capital Management, LP: advisors, services and reported ETF investments
About
Mark Dea is a financial advisor at Basso Capital Management, LP in Stamford, CT. Reported securities licenses include Series 65. The latest record indicates 2 years of industry experience and 20 years of reported work history.
Basso Capital Management, LP's firm-level Form ADV reports 2 advisors across 1 offices; approximately 57.5 clients per advisor, average assets per client of $22,244,234, and regulatory AUM of $2.6B; client categories including Individuals (non-HNW), High net worth individuals, and Pooled investment vehicles; services including Portfolio Management: Individuals and Small Businesses and Portfolio Management: Pooled Investment Vehicles.
PortfolioFuture's firm-level 13F analysis covers $377.2M across 91 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Mark Dea personally.
Reported ETF positions
Basso Capital Management reports 91 ETF positions worth $377.2M on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| VOO — Vanguard S&P 500 ETF | $47.8M |
| VTI — Vanguard Morningstar Total Stock Market ETF | $25.7M |
| PAAA — PGIM AAA CLO ETF | $25.3M |
| SPY — SPDR S&P 500 ETF TRUST | $19.7M |
| IWM — iShares Russell 2000 Index Fund | $14.4M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Basso Capital Management's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | IVV — iShares Core S&P 500 ETF | $9.5M | Top 99.4% | Peer conviction 74.5% · Active return +3.01% |
| Addressable Market | VOO — Vanguard S&P 500 ETF | $47.8M | Top 99.6% | Addressable AUM $9.8T · Peer conviction 69.7% |
| Residual Alpha | OEF — iShares S&P 100 Fund | $8.6M | Top 98.9% | Residual alpha +1.31% · Residual Sharpe 0.08 |
| Diversification Benefits | CLOZ — Eldridge BBB-B CLO ETF | $3.1M | Top 99.1% | Replicability (R²) 36.4% · Residual Sharpe 0.53 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Basso Capital Management, LP on Form ADV.
Client services
- Individuals and Small Businesses
- Pooled Investment Vehicles
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Performance-Based Fees
Business and affiliations
- Commodity Pool Operator or Trading Advisor
- Other Investment Adviser (Incl. Financial
- Commodity Pool Operator or CTA
- Adviser to Any Private Fund
Location
1266 East Main Street, Stamford, CT 06902
2 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 203 352-6100
- Website: bassocap.com
Official record
Are you Mark Dea?
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