Mark Hampton Smith
Financial advisor at State Farm Investment Management Corp. · Carrollton, KY
Last updated 2026-10-10
Claim your profileMark Hampton Smith is a financial advisor at State Farm Investment Management Corp. in Carrollton, KY, CRD 5093052. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2019-07-30.
Registration
- CRD number
- 5093052
- Registration status
- Active
- IAPD registration
- 2019-07-30
- Industry Experience
- 7 years
- Work Experience
- 20 years
- States registered
- IN, KY, OH
Licenses and exams
- Series 63
- Series 65
Work history
- 2006-08 to Present · State Farm Insurance · Carrollton, KY
- 2006-08 to Present · State Farm Vp Management Corp · Carrollton, KY
- 2019-01 to Present · State Farm Investment Management Corp · Carrollton, KY
Current employment
- State Farm Investment Management Corp. · Bloomington, IL
State Farm Investment Management Corp.
- Regulatory AUM
- $12,938,660,000
- Registered advisors
- 7,127
- Offices
- 8,255
- Clients per advisor
- 0.5 (Low)
- Average AUM per client
- $3.6M (Moderate)
- High-net-worth client ratio
- 4.1% (Low)
State Farm Investment Management Corp.: advisors, services and reported ETF investments
About
Mark Hampton Smith is a financial advisor at State Farm Investment Management Corp. in Carrollton, KY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 7 years of industry experience and 20 years of reported work history.
State Farm Investment Management Corp.'s firm-level Form ADV reports 7,127 advisors across 8,255 offices; approximately 0.5 clients per advisor, average assets per client of $3,619,206, and regulatory AUM of $12.9B; client categories including Individuals (non-HNW), High net worth individuals, and Investment companies; services including Portfolio Management: Individuals and Small Businesses and Portfolio Management: Investment Companies.
What this firm offers
Filed by State Farm Investment Management Corp. on Form ADV.
Client services
- Individuals and Small Businesses
- Investment Companies
Fee options
- Percentage of Assets Under Management
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Insurance Company or Agency
Location
1206 Highland Ave, Carrollton, KY 41008
1 advisor at this office.
Contact
The firm's filed contact details.
- Phone: 800-447-0740
Official record
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