Mark Shuster

Financial advisor at Shuster Advisory Group, LLC

Last updated 2026-10-10

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Mark Shuster is a financial advisor at Shuster Advisory Group, LLC, CRD 1402702. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2014-02-05.

Registration

CRD number
1402702
Registration status
Active
IAPD registration
2014-02-05
Industry Experience
12 years
Work Experience
38 years
States registered
CA, TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 1999-09 to 2020-06 · AXA Advisors, LLC · New York, NY
  • 2014-02 to 2020-08 · The Sterling Group · Pasadena, CA
  • 2014-02 to Present · Shuster Advisory Group, LLC · Pasadena, CA
  • 1999-09 to Present · Equitable Advisors, LLC · New York, NY
  • 2025-12 to Present · Hub International Investment Services · Austin, TX
  • 2025-10 to Present · Hub International · Chicago, IL
  • 2020-05 to 2025-09 · Shuster Financial Group, LLC · Pasadena, CA
  • 1988-08 to Present · Shuster Financial and Insurance Services, Inc. · Pasadena, CA
  • 2017-03 to 2017-06 · Kobo Retirement Strategies · Pasadena, CA
  • 2026-06 to Present · Global Retirement Partners, LLC · San Rafael, CA

Current employment

SEC IAPD record for Mark Shuster

Shuster Advisory Group, LLC

Regulatory AUM
$10,318,497,572
Registered advisors
5
Offices
2
Clients per advisor
87.0 (Moderate)
Average AUM per client
$23.7M (Moderate)
High-net-worth client ratio
35.2% (Moderate)

Shuster Advisory Group, LLC: advisors, services and reported ETF investments

About

Mark Shuster is a financial advisor at Shuster Advisory Group, LLC. Reported securities licenses include Series 63 and Series 65. The latest record indicates 12 years of industry experience and 38 years of reported work history.

Shuster Advisory Group, LLC's firm-level Form ADV reports 5 advisors across 2 offices; approximately 87.0 clients per advisor, average assets per client of $23,720,684, and regulatory AUM of $10.3B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by Shuster Advisory Group, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Insurance Company or Agency

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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