Marshall Van Kaplan
Financial advisor at Ingalls Investment Management, LLC · New York, NY
Last updated 2026-10-10
Claim your profileMarshall Van Kaplan is a financial advisor at Ingalls Investment Management, LLC in New York, NY, CRD 1417297. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 1990-10-24.
Registration
- CRD number
- 1417297
- Registration status
- Active
- IAPD registration
- 1990-10-24
- Industry Experience
- 35 years
- Work Experience
- 11 years
- States registered
- NJ, NY
Licenses and exams
- Series 63
- Series 65
Work history
- 2015-09 to 2018-10 · Morgan Stanley Distribution, Inc. · New York, NY
- 2018-10 to Present · Ingalls & Snyder LLC · New York, NY
- 2026-08 to Present · Ingalls Investment Management, LLC · New York, NY
Current employment
- Ingalls Investment Management, LLC · New York, NY
Ingalls Investment Management, LLC
- Regulatory AUM
- $7,826,602,578
- Registered advisors
- 53
- Offices
- 2
- Clients per advisor
- 84.0 (Moderate)
- Average AUM per client
- $1.8M (Low)
- High-net-worth client ratio
- 24.5% (Moderate)
Ingalls Investment Management, LLC: advisors, services and reported ETF investments
About
Marshall Van Kaplan is a financial advisor at Ingalls Investment Management, LLC in New York, NY. Reported securities licenses include Series 63 and Series 65. The latest record indicates 35 years of industry experience and 11 years of reported work history. Reported roles include Ingalls & Snyder LLC, Morgan Stanley Distribution, Inc..
Ingalls Investment Management, LLC's firm-level Form ADV reports 53 advisors across 2 offices; approximately 84.0 clients per advisor, average assets per client of $1,757,602, and regulatory AUM of $7.8B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations, Other investment advisers; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers.
What this firm offers
Filed by Ingalls Investment Management, LLC on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Pooled Investment Vehicles
- Businesses or Institutional Clients
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Performance-Based Fees
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Sponsor or GP of Pooled Investment Vehicl
- Adviser to Any Private Fund
Location
1 Rockefeller Plaza, New York, NY 10020
53 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 2122697800
- Website: 2xwealth.ingalls.net
Official record
Are you Marshall Van Kaplan?
Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.