Matthew A Smith

Financial advisor at Usi Securities, Inc. · Glastonbury, CT

Last updated 2026-10-10

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Matthew A Smith is a financial advisor at Usi Securities, Inc. in Glastonbury, CT, CRD 7072748. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2021-08-17.

Registration

CRD number
7072748
Registration status
Active
IAPD registration
2021-08-17
Industry Experience
5 years
Work Experience
11 years
States registered
TX

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2015-06 to 2019-02 · John Hancock · Boston, MA
  • 2019-02 to Present · John Hancock Distributors LLC · Boston, MA
  • 2021-07 to Present · Usi Securities, Inc. · Glastonbury, CT
  • 2021-07 to Present · Usi Consulting Group, Inc. · Glastonbury, CT

Current employment

SEC IAPD record for Matthew A Smith

Usi Securities, Inc.

Registered advisors
26
Offices
21
Clients per advisor
6.3 (Low)
High-net-worth client ratio
0.0% (Low)

Usi Securities, Inc.: advisors, services and reported ETF investments

About

Matthew A Smith is a financial advisor at Usi Securities, Inc. in Glastonbury, CT. Reported securities licenses include Series 63 and Series 65. The latest record indicates 5 years of industry experience and 11 years of reported work history. Reported roles include Usi Consulting Group, Inc., John Hancock Distributors LLC, John Hancock.

Usi Securities, Inc.'s firm-level Form ADV reports 26 advisors across 21 offices; approximately 6.3 clients per advisor; client categories including Pension and profit-sharing plans; services including Selection of Other Advisers.

What this firm offers

Filed by Usi Securities, Inc. on Form ADV.

Client services

  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Insurance Company or Agency
  • Pension Consultant

Location

95 Glastonbury Blvd., Glastonbury, CT 06033

25 advisors at this office.

Usi Securities office in Glastonbury, CT

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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