Max Kaplan

Financial advisor at &partners · Nashville, TN

Last updated 2026-10-10

Claim your profile

Max Kaplan is a financial advisor at &partners in Nashville, TN, CRD 7449051. Licenses and exams on the registration: Series 66. IAPD registration began 2022-06-08.

Registration

CRD number
7449051
Registration status
Active
IAPD registration
2022-06-08
Industry Experience
4 years
Work Experience
13 years
States registered
NJ, TX

Licenses and exams

  • Series 66

Work history

  • 2021-09 to 2024-05 · Wells Fargo Clearing Services, LLC · Westfield, NJ
  • 2017-09 to 2021-05 · Indiana University · Bloomington, IN
  • 2013-09 to 2017-06 · Westfield Sr High School · Westfield, NJ
  • 2021-06 to 2021-09 · Job Searching · Westfield, NJ
  • 2024-05 to Present · &partners, LLC · Nashville, TN

Current employment

SEC IAPD record for Max Kaplan

&partners

Regulatory AUM
$30,268,689,798
Registered advisors
555
Offices
248
Clients per advisor
112.1 (Moderate)
Average AUM per client
$486.7K (Low)
High-net-worth client ratio
19.0% (Moderate)

&partners: advisors, services and reported ETF investments

About

Max Kaplan is a financial advisor at &partners in Nashville, TN. Reported securities licenses include Series 66. The latest record indicates 4 years of industry experience and 13 years of reported work history.

&partners' firm-level Form ADV reports 555 advisors across 248 offices; approximately 112.1 clients per advisor, average assets per client of $486,682, and regulatory AUM of $30.3B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses, and Other; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

PortfolioFuture's firm-level 13F analysis covers $10.6B across 797 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Max Kaplan personally.

Reported ETF positions

&partners reports 797 ETF positions worth $10.6B on Form 13F; the largest are listed.

Largest ETF positions reported by &partners
FundReported value
IVV — iShares Core S&P 500 ETF$702M
IJH — iShares Core S&P Mid-Cap ETF$643M
AGG — iShares Core U.S. Aggregate Bond ETF$420.9M
DFAI — Dimensional International Core Equity Market ETF$405.6M
IEFA — iShares Core MSCI EAFE ETF$331.3M

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by &partners on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Subscription Fees (Newsletter or Periodical)
  • Fixed Fees (Other Than Subscription)
  • Commissions
  • Performance-Based Fees
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Registered Municipal Advisor
  • Sells Non-Advisory Products or Services

Location

40 Burton Hills Blvd., Nashville, TN 37215

105 advisors at this office.

&partners office in Nashville, TN

Open in Google Maps

Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Max Kaplan?

Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.