Mia S Amos

Financial advisor at Charles Schwab & Co., Inc. · Carlsbad, CA

Last updated 2026-10-10

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Mia S Amos is a financial advisor at Charles Schwab & Co., Inc. in Carlsbad, CA, CRD 5169727. Licenses and exams on the registration: Series 63, Series 66. IAPD registration began 2009-12-01.

Registration

CRD number
5169727
Registration status
Active
IAPD registration
2009-12-01
Industry Experience
16 years
Work Experience
20 years
States registered
CA

Licenses and exams

  • Series 63
  • Series 66

Work history

  • 2006-06 to 2023-09 · TD Ameritrade · San Diego, CA
  • 2022-10 to Present · Charles Schwab & Co., Inc. · Carlsbad, CA

Current employment

SEC IAPD record for Mia S Amos

Charles Schwab & Co., Inc.

Registered advisors
6,791
Offices
867
Clients per advisor
0.0 (Low)

Charles Schwab & Co., Inc.: advisors, services and reported ETF investments

About

Mia S Amos is a financial advisor at Charles Schwab & Co., Inc. in Carlsbad, CA. Reported securities licenses include Series 63 and Series 66. The latest record indicates 16 years of industry experience and 20 years of reported work history. Reported roles include TD Ameritrade.

Charles Schwab & Co., Inc.'s firm-level Form ADV reports 6,791 advisors across 867 offices; services including Financial Planning Services, Selection of Other Advisers, Other Advisory Service.

What this firm offers

Filed by Charles Schwab & Co., Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Fixed Fees (Other Than Subscription)
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or GP of Pooled Investment Vehicl

Location

Carlsbad, CA

3 advisors at this office.

Charles Schwab & office in Carlsbad, CA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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