Michael Christopher Lee
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Oak Brook, IL
Last updated 2026-10-10
Claim your profileMichael Christopher Lee is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, IL, CRD 4176127. Licenses and exams on the registration: Series 66. IAPD registration began 2005-11-11.
Registration
- CRD number
- 4176127
- Registration status
- Active
- IAPD registration
- 2005-11-11
- Industry Experience
- 20 years
- Work Experience
- 21 years
- States registered
- IL, TX
Licenses and exams
- Series 66
Work history
- 2005-09 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Oak Brook, IL
- 2011-05 to Present · Bank of America, N.A. · Oak Brook, IL
Current employment
- Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Regulatory AUM
- $1,781,568,171,479
- Registered advisors
- 25,565
- Offices
- 5,327
- Clients per advisor
- 71.9 (Moderate)
- Average AUM per client
- $968.8K (Low)
- High-net-worth client ratio
- 28.4% (Moderate)
Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments
About
Michael Christopher Lee is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, IL. Reported securities licenses include Series 66. The latest record indicates 20 years of industry experience and 21 years of reported work history. Reported roles include Bank of America, N.A..
Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.
What this firm offers
Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.
Client services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
2021 Spring Rd, Oak Brook, IL 60523
103 advisors at this office.
Contact
The firm's filed contact details.
Official record
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