Michael David Roach

Financial advisor at Lpl Financial LLC · Fort Myers, FL

Last updated 2026-10-10

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Michael David Roach is a financial advisor at Lpl Financial LLC in Fort Myers, FL, CRD 2406289. Licenses and exams on the registration: Series 63. IAPD registration began 1993-10-19.

Registration

CRD number
2406289
Registration status
Active
IAPD registration
1993-10-19
Industry Experience
32 years
Work Experience
33 years
States registered
FL

Licenses and exams

  • Series 63

Work history

  • 1993-09 to 2022-04 · Fsc Securities Corporation · Fort Myers, FL
  • 1993-09 to Present · Roach Financial Services, Inc. · Fort Myers, FL
  • 2022-04 to Present · Lpl Financial LLC · Fort Myers, FL

Current employment

SEC IAPD record for Michael David Roach

Lpl Financial LLC

Regulatory AUM
$819,117,829,825
Registered advisors
23,458
Offices
23,296
Clients per advisor
84.7 (Moderate)
Average AUM per client
$412.2K (Low)
High-net-worth client ratio
33.8% (Moderate)

Lpl Financial LLC: advisors, services and reported ETF investments

About

Michael David Roach is a financial advisor at Lpl Financial LLC in Fort Myers, FL. Reported securities licenses include Series 63. The latest record indicates 32 years of industry experience and 33 years of reported work history.

Lpl Financial LLC's firm-level Form ADV reports 23,458 advisors across 23,296 offices; approximately 84.7 clients per advisor, average assets per client of $412,241, and regulatory AUM of $819.1B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, and Other Advisory Service.

PortfolioFuture's firm-level 13F analysis covers $318.3B across 1,914 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to Michael David Roach personally.

Reported ETF positions

LPL Financial reports 1,914 ETF positions worth $318.3B on Form 13F; the largest are listed.

Largest ETF positions reported by LPL Financial
FundReported value
IVV — iShares Core S&P 500 ETF$11.1B
QQQ — Invesco QQQ Trust, Series 1$7.8B
SPY — SPDR S&P 500 ETF TRUST$7.4B
SPYM — State Street SPDR Portfolio S&P 500 ETF$5.6B
SPYG — State Street SPDR Portfolio S&P 500 Growth ETF$4.8B

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

What this firm offers

Filed by Lpl Financial LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Insurance Company or Agency

Location

6835 Porto Fino Circle #2, Fort Myers, FL 33912

1 advisor at this office.

LPL Financial office in Fort Myers, FL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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