Michael Edward Morrison

Financial advisor at HSBC Securities (USA) Inc. · Miami, FL

Last updated 2026-10-10

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Michael Edward Morrison is a financial advisor at HSBC Securities (USA) Inc. in Miami, FL, CRD 4388883. Licenses and exams on the registration: Series 66. IAPD registration began 2009-12-07.

Registration

CRD number
4388883
Registration status
Active
IAPD registration
2009-12-07
Industry Experience
16 years
Work Experience
11 years
States registered
AK, AL, DC, DE, FL, GA, IA, IL, IN, KS, LA, MA, MD, ME, MN, MT, NC, ND, NE, NJ, NM, OR, PR, SC, TX, UT, VI

Licenses and exams

  • Series 66

Work history

  • 2014-12 to Present · HSBC Securities (USA) Inc. · Miami, FL
  • 2016-08 to Present · HSBC Bank USA N.A. · Miami, FL

Current employment

SEC IAPD record for Michael Edward Morrison

HSBC Securities (USA) Inc.

Regulatory AUM
$3,838,097,569
Registered advisors
373
Offices
168
Clients per advisor
32.5 (Low)
Average AUM per client
$317K (Low)
High-net-worth client ratio
14.8% (Low)

HSBC Securities (USA) Inc.: advisors, services and reported ETF investments

About

Michael Edward Morrison is a financial advisor at HSBC Securities (USA) Inc. in Miami, FL. Reported securities licenses include Series 66. The latest record indicates 16 years of industry experience and 11 years of reported work history. Reported roles include HSBC Bank USA N.A..

SEC disclosures list additional business and community activities: Dual Hatted As A Bank Officer For Hsbc Bank (usa) N: A; , an affiliate of hsbc securities (USA) inc.

HSBC Securities (USA) Inc.'s firm-level Form ADV reports 373 advisors across 168 offices; approximately 32.5 clients per advisor, average assets per client of $316,989, and regulatory AUM of $3.8B; client categories including Individuals (non-HNW), High net worth individuals, Pooled investment vehicles, Pension and profit-sharing plans, Corporations or other businesses; services including Portfolio Management: Pooled Investment Vehicles, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers, Other Advisory Service.

What this firm offers

Filed by HSBC Securities (USA) Inc. on Form ADV.

Client services

  • Pooled Investment Vehicles
  • Businesses or Institutional Clients
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Performance-Based Fees

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Sponsor or GP of Pooled Investment Vehicl
  • Adviser to Any Private Fund

Location

1441 Brickell Avenue, 16th Floor, Miami, FL 33131

25 advisors at this office.

HSBC Securities (USA) office in Miami, FL

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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