Michael Lee

Financial advisor at J.P. Morgan Securities LLC · Monterey Park, CA

Last updated 2026-10-10

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Michael Lee is a financial advisor at J.P. Morgan Securities LLC in Monterey Park, CA, CRD 5735484. Licenses and exams on the registration: Series 66. IAPD registration began 2010-04-29.

Registration

CRD number
5735484
Registration status
Active
IAPD registration
2010-04-29
Industry Experience
16 years
Work Experience
12 years
States registered
CA, TX

Licenses and exams

  • Series 66

Work history

  • 2014-04 to 2022-10 · Bank of America, N.A. · San Gabriel, CA
  • 2014-04 to 2022-10 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Gabriel, CA
  • 2022-10 to Present · J.P. Morgan Securities LLC · Monterey Park, CA
  • 2022-10 to Present · Jpmorgan Chase Bank, N.A. · Monterey Park, CA

Current employment

SEC IAPD record for Michael Lee

J.P. Morgan Securities LLC

Regulatory AUM
$429,694,491,042
Registered advisors
14,334
Offices
5,886
Clients per advisor
87.0 (Moderate)
Average AUM per client
$344.7K (Low)
High-net-worth client ratio
28.6% (Moderate)

J.P. Morgan Securities LLC: advisors, services and reported ETF investments

About

Michael Lee is a financial advisor at J.P. Morgan Securities LLC in Monterey Park, CA. Reported securities licenses include Series 66. The latest record indicates 16 years of industry experience and 12 years of reported work history.

J.P. Morgan Securities LLC's firm-level Form ADV reports 14,334 advisors across 5,886 offices; approximately 87.0 clients per advisor, average assets per client of $344,680, and regulatory AUM of $429.7B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by J.P. Morgan Securities LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers

Fee options

  • Percentage of Assets Under Management
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Registered Security-Based Swap Dealer
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Location

459 S. Atlantic Blvd., Monterey Park, CA 91754

5 advisors at this office.

J.P. Morgan Securities office in Monterey Park, CA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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