Michael Oates

Financial advisor at Wells Fargo Advisors · Morgantown, WV

Last updated 2026-10-10

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Michael Oates is a financial advisor at Wells Fargo Advisors in Morgantown, WV, CRD 4124985. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 2002-05-02.

Registration

CRD number
4124985
Registration status
Active
IAPD registration
2002-05-02
Industry Experience
24 years
Work Experience
17 years
States registered
TX, WV

Licenses and exams

  • Series 63
  • Series 65

Work history

  • 2009-05 to 2016-11 · Wells Fargo Advisors LLC · Morgantown, WV
  • 2016-11 to 2021-10 · Wells Fargo Clearing Services, LLC · Morgantown, WV
  • 2021-10 to Present · Wells Fargo Advisors Financial Network, LLC · Morgantown, WV

Current employment

SEC IAPD record for Michael Oates

Wells Fargo Advisors

Regulatory AUM
$252,251,271,984
Registered advisors
4,182
Offices
1,676
Clients per advisor
111.6 (Moderate)
Average AUM per client
$540.6K (Low)
High-net-worth client ratio
50.1% (High)

Wells Fargo Advisors: advisors, services and reported ETF investments

About

Michael Oates is a financial advisor at Wells Fargo Advisors Financial Network, LLC, operating as Wells Fargo Advisors in Morgantown, WV. Reported securities licenses include Series 63 and Series 65. The latest record indicates 24 years of industry experience and 17 years of reported work history.

Wells Fargo Advisors' firm-level Form ADV reports 4,182 advisors across 1,676 offices; approximately 111.6 clients per advisor, average assets per client of $540,645, and regulatory AUM of $252.3B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, and State or municipal government entities; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, and Selection of Other Advisers.

What this firm offers

Filed by Wells Fargo Advisors on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Fixed Fees (Other Than Subscription)
  • Commissions

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Location

455 Suncrest Towne Center Dr, Morgantown, WV 26505

3 advisors at this office.

Wells Fargo Advisors office in Morgantown, WV

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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